20th Aug 2009 14:32
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Oakley Capital Investments Limited |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
X |
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An acquisition or disposal of financial instruments which may result in the acquisition of shares already issues to which voting rights are attached |
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An event changing the breakdown of voting rights |
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Other (please specify): |
Disclosure due to new DTR 5.3 Rule |
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3. Full name of person(s) subject to the notification obligation: |
GAM International Management Limited |
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4. Full name of shareholder(s) (if different from 3.): |
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5. Date of the transaction and date on which the threshold is crossed or reached: |
10 Aug 2009 |
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6. Date on which issuer notified: |
11 Aug 2009 |
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7. Threshold(s) that is/are crossed or reached: |
7% |
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8. Notified details: |
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A: Voting rights attached to shares |
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Class/type of shares if possible using the ISIN CODE |
Situation previous to the Triggering transaction |
Resulting situation after the triggering transaction |
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Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights |
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Direct |
Direct |
Indirect |
Direct |
Indirect |
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Ordinary shares |
6,600,000 |
6,600,000 |
3,906,355 |
3,906,355 |
3.24% |
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BMG670131058 |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Expiration date |
Exercise/ Conversion Period |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
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N/A |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Expiration date |
Exercise/ Conversion Period |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
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Warrants |
4,500,000 |
Nominal |
Delta |
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3.73% |
1 |
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Total (A+B+C) |
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Number of voting rights |
% of voting rights |
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8,406,355 |
6.97% |
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9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
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GAM International Management limited is the discretionary manager of below funds presently holds - Shares and Warrants: 8,406,355. Percentage hed: 6.97% GAM Funds holdings above 3% GAM European EquityHedge - Shares: 3,906,355. Percentage: 3.24% GAM European Small Cap Hedge Investment - Warrants: 4,500,000. Percentage: 3.73% |
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Proxy Voting: |
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10. Name of the proxy holder: |
Institutional Shareholder Services |
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11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
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13. Additional information: |
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14. Contact name: |
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15. Contact telephone number: |
Annex Notification Of Major Interests In Shares xvi
A: Identity of the person or legal entity subject to the notification obligation |
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Full name (including legal form for legal entities) |
GAM International Management limited |
Contact address (registered office for legal entities) |
12 St. James's Place London SW1A 2NX |
Phone number |
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Other useful information (at least legal representative for legal persons) |
B: Identity of the notifier, if applicable |
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Full name |
Mark Suchopar |
Contact address |
As above |
Phone number |
0207 766 6900 |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) |
C: Additional information |
Related Shares:
Oakley