25th Nov 2013 15:25
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | Stock Spirits Group PLC | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | x | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
An event changing the breakdown of voting rights | |||||
Other (please specify): | |||||
3. Full name of person(s) subject to thenotification obligation: iii | Oaktree Capital Group Holdings GP, LLC | ||||
4. Full name of shareholder(s) (if different from 3.):iv | OCM Luxembourg EPOF S.à r.l.OCM Luxembourg POF IV S.à r.l.OCM Luxembourg EPOF A S.à r.l. | ||||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 25 November 2013 | ||||
6. Date on which issuer notified: | 25 November 2013 | ||||
7. Threshold(s) that is/are crossed orreached: vi, vii | 38 per cent. and 37 per cent. | ||||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
Ordinary shares of 10 pence each | 76,674,490 | 76,674,490 | N/A | N/A | 73,665,895 | N/A | 36.8% | |||||||||
GB00BF5SDZ96 | ||||||||||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
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| Nominal | Delta | ||||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
73,665,895 | 36.8% | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
OCM Luxembourg EPOF S.à r.l., OCM Luxembourg EPOF A S.à r.l. and OCM Luxembourg POF IV S.à r.l. are all controlled by Oaktree Fund GP I, LP as follows:
OCM Luxembourg EPOF S.à r.l., OCM Luxembourg EPOF A S.à r.l. are controlled by OCM European Principal Opportunities Fund, L.P. which is controlled by OCM European Principal Opportunities Fund GP, L.P. which is controlled by OCM European Principal Opportunities Fund GP, Limited which is controlled by Oaktree Fund GP I, L.P.
OCM Luxembourg POF IV S.à r.l. is controlled by OCM European Principal Opportunities Fund IV L.P. which is controlled by OCM European Principal Opportunities Fund IV GP, Limited. which is controlled by OCM European Principal Opportunities Fund IV GP, L.P. which is controlled by Oaktree Fund GP I, L.P.
Oaktree Fund GP I, L.P. is itself controlled by Oaktree Capital I, L.P. which is controlled by Oaktree Holdings I, LLC which is controlled by Oaktree Holdings, LLC which is controlled by Oaktree Capital Group, LLC, which is controlled by Oaktree Capital Group Holdings, L.P., which is controlled by Oaktree Capital Group Holdings GP, LLC.
The number of ordinary shares in Stock Spirits Group PLC held by each entity is as follows: OCM Luxembourg EPOF S.à r.l.: 21,527,836OCM Luxembourg EPOF A S.à r.l.: 11,783,047 OCM Luxembourg POF IV S.à r.l.: 40,355,012
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Proxy Voting: | ||
10. Name of the proxy holder: | ||
11. Number of voting rights proxy holder will ceaseto hold: | ||
12. Date on which proxy holder will cease to holdvoting rights: | ||
13. Additional information: | ||
14. Contact name: | ||
15. Contact telephone number: | ||
Related Shares:
STCK.L