12th Dec 2016 07:00
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES | ||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: | Nanoco Group PLC | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | X | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | X | |||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
An event changing the breakdown of voting rights | ||||
Other (please specify): | ||||
3. Full name of person(s) subject to thenotification obligation: | The Goldman Sachs Group, Inc. | |||
4. Full name of shareholder(s) (if different from 3.): | Goldman, Sachs & Co. | |||
5. Date of the transaction and date onwhich the threshold is crossed orreached: | 08 December 2015 | |||
6. Date on which issuer notified: | 09 December 2016 | |||
7. Threshold(s) that is/are crossed orreached: | Below 4% | |||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares | ||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights | ||||||||||||
Direct | Direct | Indirect | Direct | Indirect | ||||||||||||
GB00B01JLR99 | 0 | 0 | 1,300,000 | 0.55% | ||||||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Expirationdate | Exercise/Conversion Period | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||
Stock Loan (Physical) | Open | 7,744,625 | 3.27% | |||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date | Exercise/Conversion period | Number of voting rights instrument refers to
| % of voting rights
| |||||||||||
| Nominal | Delta | ||||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
9,044,625 | 3.82% | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: | ||||||||||||||||
-----------------The Goldman Sachs Group, Inc.; 9,044,625 shares; 3.82%
The Goldman, Sachs & Co. L.L.C. (Controlled by The Goldman Sachs Group, Inc.); 9,044,625 shares; 3.82% Goldman, Sachs & Co. (Controlled by Goldman, Sachs & Co. L.L.C.); 9,044,625 shares; 3.82% | ||||||||||||||||
Proxy Voting: | ||||||||||||||||
10. Name of the proxy holder: | N/A | |||||||||||||||
11. Number of voting rights proxy holder will ceaseto hold: | N/A | |||||||||||||||
12. Date on which proxy holder will cease to holdvoting rights: | N/A | |||||||||||||||
13. Additional information: | This is a correction to a previously filed disclosure for trade date 8th December 2015. The reason for the amendment is due to an internal system change to remove non-reportable activity which we have identified as being inadvertently included in our disclosure calculation for this issuer. After removal of this activity the correct disclosable position remains above the 3% threshold. Please note, total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a rounding error.
General email contact: | |||||||||||||||
14. Contact name: | Joanna Foley | |||||||||||||||
15. Contact telephone number: | +44 207 051 9996
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Related Shares:
Nanoco