27th Jan 2025 12:14
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BL0L5G04
Issuer Name
ADRIATIC METALS PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of financial instruments
3. Details of person subject to the notification obligation
Name
UBS Group AG - Investment Bank & Global Wealth Management
City of registered office (if applicable)
London
Country of registered office (if applicable)
United Kingdom
4. Details of the shareholder
Name | City of registered office | Country of registered office |
UBS AG | London | United Kingdom |
5. Date on which the threshold was crossed or reached
23-Jan-2025
6. Date on which Issuer notified
27-Jan-2025
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
Resulting situation on the date on which threshold was crossed or reached | 0.441647 | 5.124926 | 5.566573 | 18062245 |
Position of previous notification (if applicable) | 0.613214 | 5.739494 | 6.352708 |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
GB00BL0L5G04 | 1433043 | 0.441647 | ||
Sub Total 8.A | 1433043 | 0.441647% | ||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
Depositary Receipts (AU0000004772) | At any time | 4919895 | 1.516254 | |
Right to recall on Depositary Receipts (AU0000004772) | At any time | 11074485 | 3.413027 | |
Sub Total 8.B1 | 15994380 | 4.929281% | ||
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
Swaps On Baskets | 06/08/2026-28/09/2027 | Cash | 634822 | 0.195645 | |
Sub Total 8.B2 | 634822 | 0.195645% | |||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
UBS Group AG (Chain 1) | ||||
UBS Group AG (Chain 1) | UBS AG | 4.538589 | 4.980236% | |
UBS Group AG (Chain 2) | ||||
UBS Group AG (Chain 2) | UBS AG | 4.538589 | 4.980236% | |
UBS Group AG (Chain 2) | UBS Holdings Pty Ltd | |||
UBS Group AG (Chain 2) | UBS Securities Australia Ltd |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
12. Date of Completion
27-Jan-2025
13. Place Of Completion
Zurich, Switzerland