23rd Aug 2024 07:00
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BL0L5G04
Issuer Name
ADRIATIC METALS PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of financial instruments
3. Details of person subject to the notification obligation
Name
JPMorgan Chase & Co.
City of registered office (if applicable)
Country of registered office (if applicable)
US
4. Details of the shareholder
Name | City of registered office | Country of registered office |
J.P. Morgan Securities plc |
5. Date on which the threshold was crossed or reached
20-Aug-2024
6. Date on which Issuer notified
22-Aug-2024
7. Total positions of person(s) subject to the notification obligation
. | % of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer |
Resulting situation on the date on which threshold was crossed or reached | 0.262880 | 6.467477 | 6.730357 | 21838612 |
Position of previous notification (if applicable) | 0.256033 | 7.675951 | 7.931984 |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
GB00BL0L5G04 | 852989 | 0.262880 | ||
Sub Total 8.A | 852989 | 0.262880% | ||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
Depository Receipt | 17198180 | 5.300265 | ||
Sub Total 8.B1 | 17198180 | 5.300265% | ||
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
Cash-settled Equity Swap | 19/08/2025 | 19/08/2025 | Cash | 2812 | 0.000863 |
Cash-settled Equity Swap | 17/09/2025 | 17/09/2025 | Cash | 3570 | 0.001098 |
Cash-settled Equity Swap | 15/11/2024 | 15/11/2024 | Cash | 274004 | 0.084443 |
Cash-settled Equity Swap | 17/03/2025 | 17/03/2025 | Cash | 772562 | 0.238069 |
Cash-settled Equity Swap | 02/09/2025 | 02/09/2025 | Cash | 723 | 0.000222 |
Cash-settled Equity Swap | 02/02/2026 | 02/02/2026 | Cash | 2733772 | 0.842517 |
Sub Total 8.B2 | 3787443 | 1.167212% | |||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
JPMorgan Chase & Co. | J.P. Morgan Securities plc | 3.824690 | 4.086655% | |
JPMorgan Chase & Co. | J.P. Morgan Securities LLC | |||
JPMorgan Chase & Co. | J.P. Morgan SE | |||
JPMorgan Chase & Co. | J.P. Morgan Securities Australia Limited |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Chain of controlled undertakings:JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)J.P. Morgan International Finance Limited (100%)J.P. Morgan Capital Holdings Limited (100%)J.P. Morgan Securities plc (100%)JPMorgan Chase & Co.JPMorgan Chase Holdings LLC (100%)J.P. Morgan Broker-Dealer Holdings Inc. (100%)J.P. Morgan Securities LLC (100%)JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)J.P. Morgan International Finance Limited (100%)J.P. Morgan SE (100%)JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)J.P. Morgan International Finance Limited (100%)J.P. Morgan EU Capital Holdings Limited (100%)J.P. Morgan Overseas Capital LLC (100%)J.P. Morgan Australia Group Pty Limited (100%)J.P. Morgan Operations Australia Limited (100%)J.P. Morgan Administrative Services Australia Limited (100%)J.P. Morgan Securities Australia Limited (100%)
12. Date of Completion
22-Aug-2024
13. Place Of Completion
London, United Kingdom
Related Shares:
Adriatic Metal.