NOTICE OF THE EFFECTIVENESS OF AMENDMENTS TO AOA

NOTICE OF THE EFFECTIVENESS OF AMENDMENTS TO THE ARTICLES OF ASSOCIATION

The board of directors and all directors of Huatai Securities Co., Ltd. (hereinafter referred to as "the Company") warrant that there are no false representations, misleading statements contained in, or material omissions from, this announcement, and jointly and severally accept responsibility for the truthfulness, accuracy and completeness of the content in this announcement.

As considered and approved by the 2018 Annual General Meeting of the Company, the amendments to the Articles of Association made by the Company are now effective upon recent approval from the relevant regulatory authorities and the completion of procedures of change in industrial and commercial registration. The amended Articles of Association are available on the Company's website www.htsc.com.cn and http://www.rns-pdf.londonstockexchange.com/rns/2022R_1-2019-10-25.pdf.

The Board of Huatai Securities Co., Ltd

October 25, 2019