25th Oct 2016 12:02
TR-1: NOTIFICATION OF MAJOR INTERESTS IN SHARES
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:
Prudential plc
2. Reason for the notification:
An acquisition or disposal of voting rights
3. Full name of person(s) subject to the notification obligation:
The Capital Group Companies, Inc.
4. Full name of shareholder(s) (if different from 3.):
See answer to Question 9
5. Date of the transaction and date on which the threshold is crossed or reached:
21 October 2016
6. Date on which issuer notified:
24 October 2016
7. Threshold(s) that is/are crossed or reached:
Below 10% - Aggregate of voting rights from shares
8. Details notified:
8A: Voting rights attached to shares
Class/type of shares | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights | |||
Direct | Direct | Indirect | Direct | Indirect | |||
Ordinary 5p (GB0007099541) | 260,889,066 | 260,889,066 | 253,596,129 | 9.8326% | |||
ADRs (US74435K2042) | 452,615 | 905,230 | 905,308 | 0.0351% | |||
8B: Financial Instruments
Resulting situation after the triggering transaction:
Type of financial instrument | Expiration date | Exercise/ Conversion Period/ Date | Number of voting rights that may be acquired if the Instrument is exercised/ converted | % of voting rights |
n/a | n/a | n/a | n/a | n/a |
8C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
Type of financial instrument | Expiration date | Exercise/ Conversion Period/ Date | Number of voting rights that may be acquired if the Instrument is exercised/ converted | % of voting rights | |
Nominal | Delta | ||||
n/a | n/a | n/a | n/a | n/a | n/a |
Total (A+B+C):
Number of voting rights | % of voting rights |
254,501,437 | 9.8677% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
Number of Shares | Percent of Outstanding | |
The Capital Group Companies, Inc. ("CG") holdings | 254,501,437 | 9.8677% |
Holdings by CG Management Companies and Funds: Capital Guardian Trust Company1 Capital International, Inc.1 Capital International Limited1 Capital International Sàrl1 Capital Research and Management Company2 |
11,360,256 53,647 316,750 274,267 242,496,517 |
0.4405% 0.0021% 0.0123% 0.0106% 9.4023% |
1Indirect subsidiaries of Capital Research and Management Company.
2Subsidiary of The Capital Group Companies, Inc.
Proxy Voting:
10. Name of the proxy holder:
n/a
11. Number of voting rights proxy holder will cease to hold:
n/a
12. Date on which proxy holder will cease to hold voting rights:
n/a
13. Additional information:
n/a
Prudential plc is not affiliated in any manner with Prudential Financial, Inc. a company whose principal place of business is in the United States of America.
Contact name for enquiries
Chris Smith, Deputy Group Secretary, +44 (0) 207 548 2115
Company official responsible for making notification
Helen Archbold, Head of Corporate Secretariat
Related Shares:
Prudential