30th Apr 2012 07:00
eServGlobal Limited (eServGlobal or the "Company")
Issue of Share Options
Change in Director Shareholding
eServGlobal has issued 1,500,000 share options under the Employee Share Option Plan at an exercise price of A$0.36 per share to Director and CEO Craig Halliday.
eServGlobal has filed forms Appendix 3Y and 3B with the Australian Stock Exchange details of which are attached below.
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
Appendix 3B
New issue announcement,
application for quotation of additional securities
and agreement
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000, 30/9/2001, 11/3/2002, 1/1/2003, 24/10/2005.
Name of entity |
eServGlobal Limited |
ABN |
59 052 947 743 |
We (the entity) give ASX the following information.
Part 1 ‑ All issues
You must complete the relevant sections (attach sheets if there is not enough space).
1 | +Class of +securities issued or to be issued
| Options |
| ||||
|
| ||||||
2 | Number of +securities issued or to be issued (if known) or maximum number which may be issued
| 1,500,000 |
| ||||
|
| ||||||
3 | Principal terms of the +securities (eg, if options, exercise price and expiry date; if partly paid +securities, the amount outstanding and due dates for payment; if +convertible securities, the conversion price and dates for conversion) | Exercise Price: 36 cents Expiry Date: 27 April 2017 Issued under the Employee Share Option Plan approved by shareholders on 28 March 2012 (ESOP) |
| ||||
|
| ||||||
4 | Do the +securities rank equally in all respects from the date of allotment with an existing +class of quoted +securities?
If the additional securities do not rank equally, please state: ·; the date from which they do ·; the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment ·; the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment | No.
The Options are the first issue of a new class of unlisted securities and do not participate in dividends or have voting rights. |
| ||||
|
| ||||||
5 | Issue price or consideration
| Nil |
| ||||
| |||||||
6 | Purpose of the issue (If issued as consideration for the acquisition of assets, clearly identify those assets)
| Issued under the ESOP | |||||
| |||||||
7 | Dates of entering +securities into uncertificated holdings or despatch of certificates
| 27 April 2012 | |||||
| |||||||
Number | +Class | ||||||
8 | Number and +class of all +securities quoted on ASX (including the securities in clause 2 if applicable)
| 196,847,706 | Ordinary | ||||
|
| ||||||
| Number | +Class | |
9 | Number and +class of all +securities not quoted on ASX (including the securities in clause 2 if applicable)
| 110,000
1,500,000 | Options exercisable for $0.80146 expiring on 3 October 2012 Options issued under the ESOP |
| |||
10 | Dividend policy (in the case of a trust, distribution policy) on the increased capital(interests) | N/A | |
Part 2 ‑ Bonus issue or pro rata issue
Items 11- 33 are not applicable
Part 3 ‑ Quotation of securities
You need only complete this section if you are applying for quotation of securities
34 | Type of securities (tick one)
| |
(a) | Securities described in Part 1 | |
(b) | All other securities Example: restricted securities at the end of the escrowed period, partly paid securities that become fully paid, employee incentive share securities when restriction ends, securities issued on expiry or conversion of convertible securities |
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Tick to indicate you are providing the information or documents |
35 | If the +securities are +equity securities, the names of the 20 largest holders of the additional +securities, and the number and percentage of additional +securities held by those holders | |
|
| |
36 | If the +securities are +equity securities, a distribution schedule of the additional +securities setting out the number of holders in the categories 1 - 1,000 1,001 - 5,000 5,001 - 10,000 10,001 - 100,000 100,001 and over | |
|
| |
37 | A copy of any trust deed for the additional +securities |
Entities that have ticked box 34(b)
38 | Number of securities for which +quotation is sought
|
|
| |
|
| |||
39 | Class of +securities for which quotation is sought
|
|
| |
|
| |||
40 | Do the +securities rank equally in all respects from the date of allotment with an existing +class of quoted +securities?
If the additional securities do not rank equally, please state: ·; the date from which they do ·; the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment ·; the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment |
|
| |
|
| |||
41 | Reason for request for quotation now Example: In the case of restricted securities, end of restriction period
(if issued upon conversion of another security, clearly identify that other security)
|
|
| |
|
| |||
Number | +Class | |||
42 | Number and +class of all +securities quoted on ASX (including the securities in clause 38)
|
|
| |
Quotation agreement
1 +Quotation of our additional +securities is in ASX's absolute discretion. ASX may quote the +securities on any conditions it decides.
2 We warrant the following to ASX.
·; The issue of the +securities to be quoted complies with the law and is not for an illegal purpose.
·; There is no reason why those +securities should not be granted +quotation.
·; An offer of the +securities for sale within 12 months after their issue will not require disclosure under section 707(3) or section 1012C(6) of the Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for the securities in order to be able to give this warranty
·; Section 724 or section 1016E of the Corporations Act does not apply to any applications received by us in relation to any +securities to be quoted and that no-one has any right to return any +securities to be quoted under sections 737, 738 or 1016F of the Corporations Act at the time that we request that the +securities be quoted.
·; If we are a trust, we warrant that no person has the right to return the +securities to be quoted under section 1019B of the Corporations Act at the time that we request that the +securities be quoted.
3 We will indemnify ASX to the fullest extent permitted by law in respect of any claim, action or expense arising from or connected with any breach of the warranties in this agreement.
4 We give ASX the information and documents required by this form. If any information or document not available now, will give it to ASX before +quotation of the +securities begins. We acknowledge that ASX is relying on the information and documents. We warrant that they are (will be) true and complete.
Signed by the Company Secretary
Date: 27 April 2012
Name: Tom Rowe
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity eServGlobal Limited |
ABN 59 052 947 743 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Craig Halliday |
Date of last notice | 6 May 2011 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Direct |
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest.
| N/A |
Date of change | 27 April 2012 |
No. of securities held prior to change | 17,322,713 Ordinary Fully Paid Shares held by MHB Holdings Pty Ltd 7,272,727 Ordinary Fully Paid Shares held by National Nominees Limited 62,005 Ordinary Fully Paid Shares held by Paua Pty Ltd |
Class | Options |
Number acquired | 1,500,000 |
Number disposed | Nil |
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation
| Nil |
No. of securities held after change | 17,322,713 Ordinary Fully Paid Shares held by MHB Holdings Pty Ltd 7,272,727 Ordinary Fully Paid Shares held by National Nominees Limited 62,005 Ordinary Fully Paid Shares held by Paua Pty Ltd 1,500,000 Options |
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | Issue under the under the 2012 Employee Share Option Plan |
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | N/A |
Nature of interest
| N/A |
Name of registered holder (if issued securities)
| N/A |
Date of change | N/A |
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed
| N/A |
Interest acquired | N/A |
Interest disposed | N/A |
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation
| N/A |
Interest after change | N/A |
Part 3 - +Closed period
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? | No |
If so, was prior written clearance provided to allow the trade to proceed during this period? | N/A |
If prior written clearance was provided, on what date was this provided? | N/A |
Related Shares:
Wameja Di