5th May 2021 15:19
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 04 May 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,436,041 2.85 | 2,244,082 0.99 | ||||
(2) Derivatives (other than options) | 1,962,171 0.87 | 137,964 0.06 | ||||
(3) Options and agreements to purchase/sell | 130,400 0.06 | 355,600 0.16 | ||||
Total | 8,528,612 3.78 | 2,737,646 1.21 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Sale (Borrow Return)
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales | 1,233,000
3 3 8 3 22 20 25 2 1,400 5 8 83 1,000 2 74 30 15 2 60 39,744 4 2 31 1 1 80 80 2 2 3 2 2 2 2 77,822 20 2
3 11 100 8 100 1 215 1 100 18 8 97 1,400 249 1 100 8 194 98 4 3 891 97 1,000 10 3 3 486 715 7 1 689 26 16 4 5 30 60 2 25 100 31 101 2,579 201 633 132 26 143 201 3,932 8 145 456 1 13 329 36 5 166 39,744 46 16 40 2 4 1 81 167 2,166 22 101 88 79 8 4,484 5 29 1 417 1,356 45 15 138 33 55 2,236 20 127 | N/A
252.1700 USD 252.1733 USD 252.4600 USD 252.4950 USD 252.6036 USD 252.6700 USD 252.8500 USD 252.8700 USD 252.8806 USD 252.8920 USD 252.9550 USD 252.9707 USD 253.0394 USD 253.0400 USD 253.2003 USD 253.2050 USD 253.2313 USD 253.3300 USD 253.3395 USD 253.4244 USD 253.4400 USD 253.4500 USD 253.4532 USD 253.5050 USD 253.5150 USD 253.5200 USD 253.5300 USD 253.7200 USD 253.7300 USD 253.7600 USD 253.7900 USD 253.8400 USD 253.9000 USD 253.9100 USD 253.9300 USD 253.9400 USD 253.9500 USD
252.1733 USD 252.3836 USD 252.4200 USD 252.4600 USD 252.4800 USD 252.5100 USD 252.5188 USD 252.6000 USD 252.8450 USD 252.8700 USD 252.8706 USD 252.8800 USD 252.8806 USD 252.9159 USD 252.9200 USD 252.9350 USD 252.9400 USD 252.9479 USD 252.9653 USD 252.9700 USD 253.0000 USD 253.0016 USD 253.0200 USD 253.0394 USD 253.0420 USD 253.0500 USD 253.0533 USD 253.0784 USD 253.1034 USD 253.1243 USD 253.1300 USD 253.1333 USD 253.1346 USD 253.1400 USD 253.1425 USD 253.1640 USD 253.2050 USD 253.2083 USD 253.2100 USD 253.2150 USD 253.2151 USD 253.2200 USD 253.2299 USD 253.2346 USD 253.2356 USD 253.2439 USD 253.2600 USD 253.2685 USD 253.2690 USD 253.2797 USD 253.2841 USD 253.2888 USD 253.2900 USD 253.2919 USD 253.3300 USD 253.3369 USD 253.3693 USD 253.3700 USD 253.3900 USD 253.3982 USD 253.4244 USD 253.4272 USD 253.4700 USD 253.4800 USD 253.4950 USD 253.5100 USD 253.5150 USD 253.5300 USD 253.5322 USD 253.5428 USD 253.5455 USD 253.5500 USD 253.5600 USD 253.5700 USD 253.6000 USD 253.6220 USD 253.6300 USD 253.6400 USD 253.6600 USD 253.7167 USD 253.7348 USD 253.7600 USD 253.7700 USD 253.8400 USD 253.9100 USD 253.9184 USD 253.9300 USD 253.9400 USD 253.9600 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Decrease Long
Increase Long
Increase Short
Opening a short position | 80
1,400 1,000 30 19,872
3
76,904 | 253.5300 USD
252.8805 USD 253.0394 USD 253.2050 USD 253.4194 USD
252.1733 USD
253.9300 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) (USD) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, thisshould be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 05 May 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) (USD) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option Put Option Call Option Call Option Put Option Call Option Put Option Call Option Call Option | Written Written Written Written Written Purchased Written Written Purchased Written Purchased Purchased | 46,200 71,700 77,400 104,700 300 31,200 3,100 44,000 13,800 8,200 51,400 34,000 | 270.00 270.00 270.00 270.00 240.00 240.00 270.00 230.00 240.00 230.00 260.00 250.00 | American American American American American American American American American American American American | 17/12/2021 17/12/2021 17/12/2021 17/12/2021 15/10/2021 15/10/2021 17/12/2021 15/10/2021 16/07/2021 16/07/2021 17/12/2021 21/05/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord