8th Jun 2015 11:14
FORM 38.5(b)
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
1. KEY INFORMATION
| Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | ||
| Company dealt in | DRAGON OIL PLC | ||
| Class of relevant security to which the | €0.10 ordinary shares | ||
| dealings being disclosed relate | |||
| Date of dealing | 5 June 2015 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| 1,641,429 | 0.33% | 451,993 | 0.09% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 447,231 | 0.09% | 1,636,667 | 0.33% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 2,088,660 | 0.42% | 2,088,660 | 0.42% | |||||||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
| Class of relevant security: | Long | Short | ||||||
| Number | (%) | Number | (%) | |||||
| (1) Relevant securities | ||||||||
| (2) Derivatives (other than options) | ||||||||
| (3) Options and agreements to purchase/sell | ||||||||
| Total | ||||||||
3. DEALINGS (Note 3)
(a) Purchases and sales
| Purchase/sale | Number of | Price per unit | |||
| securities | |||||
| Purchase | 300 | 6.6700 GBP | |||
| Purchase | 750 | 6.7240 GBP | |||
| Purchase | 2,774 | 9.1288 EUR | |||
| Purchase | 2,796 | 6.7552 GBP | |||
| Purchase | 6,817 | 6.7450 GBP | |||
| Purchase | 30,308 | 6.7000 GBP | |||
| Purchase | 57,183 | 6.7229 GBP | |||
| Purchase | 65,000 | 6.7100 GBP | |||
| Purchase | 422,804 | 6.6910 GBP | |||
| Sale | 250 | 6.6900 GBP | |||
| Sale | 258 | 9.1424 EUR | |||
| Sale | 2,300 | 6.7050 GBP | |||
| Sale | 4,070 | 9.1905 EUR | |||
| Sale | 16,264 | 6.7023 GBP |
(b) Derivatives transactions (other than options transactions)
| Product | Nature of transaction | Number of relevant securities | Price per unit | ||||
| name | |||||||
| CFD | Long | 70 | 9.2181 EUR | ||||
| SWAP | Long | 100 | 6.7349 GBP | ||||
| CFD | Long | 196 | 6.6707 GBP | ||||
| CFD | Long | 250 | 6.6892 GBP | ||||
| CFD | Long | 258 | 9.1424 EUR | ||||
| SWAP | Long | 1,633 | 6.7452 GBP | ||||
| CFD | Long | 4,000 | 9.1877 EUR | ||||
| SWAP | Long | 14,335 | 6.6975 GBP | ||||
| CFD | Short | 190 | 6.6707 GBP | ||||
| CFD | Short | 2,000 | 6.6908 GBP | ||||
| CFD | Short | 2,774 | 9.1306 EUR | ||||
| CFD | Short | 4,000 | 6.7411 GBP | ||||
| CFD | Short | 9,810 | 6.6708 GBP | ||||
| CFD | Short | 10,000 | 6.7008 GBP | ||||
| CFD | Short | 13,875 | 6.7458 GBP | ||||
| SWAP | Short | 22,078 | 6.7316 GBP | ||||
| SWAP | Short | 33,901 | 6.7179 GBP | ||||
| SWAP | Short | 65,000 | 6.7100 GBP | ||||
| SWAP | Short | 422,804 | 6.6909 GBP |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 4) |
(ii) Exercising
| Product name, e.g. call option | Number of securities | Exercise price per unit (Note 4) |
(d) Other dealings (including transactions in respect of new securities) (Note 3)
| Nature of transaction (Note 7) | Details | Price per unit (if applicable) (Note 4) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
| Is a Supplemental Form 38.5(b) attached? | NO | ||
| Date of disclosure: | 8 Jun 2015 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 | ||
| Name of offeree/offeror with which connected | Emirates National Oil Company | ||
| Nature of connection | Financial Adviser |
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