26th May 2015 12:12
| FORM 38.5(b) | |||||||||||||||
| IRISH TAKEOVER PANEL | |||||||||||||||
| DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013 | |||||||||||||||
| DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT | |||||||||||||||
| RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY | |||||||||||||||
| STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | ||||||||||||||
| Company dealt in | DRAGON OIL PLC | ||||||||||||||
| Class of relevant security to which the | €0.10 ordinary shares | ||||||||||||||
| dealings being disclosed relate | |||||||||||||||
| Date of dealing | 22 May 2015 | ||||||||||||||
| 2. | INTERESTS AND SHORT POSITIONS | ||||||||||||||
| (a) | Interests and short positions (following dealing) in the class of relevant security dealt in | ||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| 1,348,827 | 0.27% | 536,513 | 0.11% | ||||||||||||
| (2) | Derivatives (other than options): | ||||||||||||||
| 508,824 | 0.10% | 844,138 | 0.17% | ||||||||||||
| (3) | Options and agreements to | ||||||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||||
| (4) | |||||||||||||||
| TOTAL: | 1,857,651 | 0.37% | 1,380,651 | 0.28% | |||||||||||
| (b) | Interests and short positions in relevant securities of the company, other than the class dealt in | ||||||||||||||
| Class of relevant security: | |||||||||||||||
| Long | Short | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| (2) | Derivatives (other than | ||||||||||||||
| options): | |||||||||||||||
| (3) | Options and agreements to | ||||||||||||||
| purchase/sell: | |||||||||||||||
| (4) | TOTAL: | ||||||||||||||
| 3. | DEALINGS | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Purchase/sale | Number of | Price per unit | |||||||||||||
| securities | |||||||||||||||
| Purchase | 460 | 6.7850 GBP | |||||||||||||
| Purchase | 709 | 6.7050 GBP | |||||||||||||
| Purchase | 1,008 | 6.7881 GBP | |||||||||||||
| Purchase | 11,154 | 9.5278 EUR | |||||||||||||
| Purchase | 25,416 | 6.7704 GBP | |||||||||||||
| Purchase | 59,746 | 6.7814 GBP | |||||||||||||
| Purchase | 100,000 | 6.7933 GBP | |||||||||||||
| Purchase | 954,000 | 6.7416 GBP | |||||||||||||
| Sale | 382 | 6.7491 GBP | |||||||||||||
| Sale | 460 | 6.7850 GBP | |||||||||||||
| Sale | 540 | 6.8156 GBP | |||||||||||||
| Sale | 644 | 6.7797 GBP | |||||||||||||
| Sale | 666 | 6.7812 GBP | |||||||||||||
| Sale | 757 | 6.8045 GBP | |||||||||||||
| Sale | 1,161 | 6.7312 GBP | |||||||||||||
| Sale | 2,318 | 6.7514 GBP | |||||||||||||
| Sale | 3,052 | 6.7369 GBP | |||||||||||||
| Sale | 4,169 | 6.7613 GBP | |||||||||||||
| Sale | 4,860 | 6.7544 GBP | |||||||||||||
| Sale | 8,913 | 9.5257 EUR | |||||||||||||
| Sale | 55,025 | 6.7703 GBP | |||||||||||||
| Sale | 204,255 | 6.7920 GBP | |||||||||||||
| (b) | Derivatives transactions (other than options transactions) | ||||||||||||||
| Product | Nature of transaction | Number of relevant securities | Price per unit | ||||||||||||
| name | |||||||||||||||
| CFD | Long | 116 | 6.8493 GBP | ||||||||||||
| CFD | Long | 163 | 6.7740 GBP | ||||||||||||
| CFD | Long | 586 | 9.6970 EUR | ||||||||||||
| CFD | Long | 1,450 | 6.7790 GBP | ||||||||||||
| CFD | Long | 2,969 | 6.7639 GBP | ||||||||||||
| CFD | Long | 8,327 | 9.5112 EUR | ||||||||||||
| CFD | Long | 8,579 | 6.7954 GBP | ||||||||||||
| CFD | Long | 12,044 | 6.8117 GBP | ||||||||||||
| SWAP | Long | 42,100 | 6.7729 GBP | ||||||||||||
| CFD | Long | 69,884 | 6.7660 GBP | ||||||||||||
| SWAP | Long | 140,984 | 6.7957 GBP | ||||||||||||
| CFD | Short | 26 | 9.6450 EUR | ||||||||||||
| CFD | Short | 56 | 6.8905 GBP | ||||||||||||
| CFD | Short | 2,125 | 6.7058 GBP | ||||||||||||
| CFD | Short | 2,506 | 9.4710 EUR | ||||||||||||
| CFD | Short | 3,000 | 6.7508 GBP | ||||||||||||
| CFD | Short | 3,604 | 6.8722 GBP | ||||||||||||
| CFD | Short | 4,591 | 6.7839 GBP | ||||||||||||
| SWAP | Short | 8,250 | 6.7669 GBP | ||||||||||||
| CFD | Short | 8,281 | 6.7809 GBP | ||||||||||||
| CFD | Short | 8,622 | 9.5469 EUR | ||||||||||||
| CFD | Short | 9,500 | 6.7758 GBP | ||||||||||||
| CFD | Short | 11,500 | 6.7808 GBP | ||||||||||||
| SWAP | Short | 36,432 | 6.7759 GBP | ||||||||||||
| CFD | Short | 100,000 | 6.7933 GBP | ||||||||||||
| SWAP | Short | 954,000 | 6.7416 GBP | ||||||||||||
| (c) | Options transactions in respect of existing securities | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Number of | Exercise price per | ||||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including transactions in respect of new securities) | ||||||||||||||
| Nature of transaction | Details | Price per unit (if | |||||||||||||
| applicable) | |||||||||||||||
| 4. | OTHER INFORMATION | ||||||||||||||
| Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. | |||||||||||||||
| Attachments | |||||||||||||||
| Is a Supplemental Form 38.5(b) attached? | NO | ||||||||||||||
| Date of disclosure: | 26 May 2015 | ||||||||||||||
| Contact name: | Rajesh Muthanna | ||||||||||||||
| Telephone number: | 020 3555 4634 | ||||||||||||||
| Name of offeree/offeror with which connected | Emirates National Oil Company | ||||||||||||||
| Nature of connection | Financial Adviser | ||||||||||||||
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