23rd Dec 2020 14:00
HSBC BANK PLC - Form 8.3 - Studio Retail Group plc
FORM8.3
PUBLICOPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
APERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: | HSBC BANK PLC |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. |
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| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Studio Retail Group plc |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | NA |
| (e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 22 December 2020 |
| (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | No |
2. POSITIONS OF THE PERSON MAKING THEDISCLOSURE
Ifthere are positions or rights to subscribe to disclose in more than one classof relevant securities of the offeror or offeree named in 1(c), copy table 2(a)or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in therelevant securities of the offeror or offeree to which the disclosure relatesfollowing the dealing (if any)
| Class of relevant security:
| Studio Retail Group plc 23.97p convertible bond | |||
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| Interests | Short positions | ||
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| Number | % | Number | % |
| (1) Relevant securities owned and/or controlled: | 25,187,292 | 15.093 |
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| (2) Cash-settled derivatives:
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| (3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
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TOTAL: | 25,187,292 | 15.093 |
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All interests and all shortpositions should be disclosed.
Details of any open stock-settledderivative positions (including traded options), or agreements to purchase orsell relevant securities, should be given on a Supplemental Form 8 (OpenPositions).
(b) Rights to subscribe for new securities(including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: |
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| Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKINGTHE DISCLOSURE
Where there have beendealings in more than one class of relevant securities of the offeror orofferee named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) foreach additional class of relevant security dealt in.
The currency of allprices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant security | Purchase/sale
| Number of securities | Price per unit |
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(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (includingoptions)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribingfor new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
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(b) Agreements, arrangements orunderstandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 23 December 2020 |
| Contact name: | Mukhtar Khan |
| Telephone number*: | +44 20 7088 2000 |
Public disclosuresunder Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s MarketSurveillance Unit is available for consultation in relation to the Code’sdisclosure requirements on +44 (0)20 7638 0129.
*If the discloser is anatural person, a telephone number does not need to be included, providedcontact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewedon the Panel’s website at www.thetakeoverpanel.org.uk.
Related Shares:
STU.L