5th Jun 2023 12:56
FORM 8.3 | |||||||
IRISH TAKEOVER PANEL | |||||||
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, | |||||||
TAKEOVER RULES, 2007 (AS AMENDED) | |||||||
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES | |||||||
REPRESENTING 1% OR MORE | |||||||
1. | KEY INFORMATION | ||||||
Name of person dealing (Note 1) | Barclays PLC. | ||||||
Company dealt in | HORIZON THERAPEUTICS PLC | ||||||
Class of relevant security to which the dealings being disclosed relate (Note 2) | $0.001 ordinary shares | ||||||
Date of dealing | 02 Jun 2023 | ||||||
2. | INTERESTS AND SHORT POSITIONS | ||||||
(a) | Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3) | ||||||
Class of relevant security: | $0.001 ordinary shares | ||||||
Long | Short | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities | 1,111,777 | 0.49% | 679,217 | 0.30% | ||
(2) | Derivatives (other than options): | 193,206 | 0.08% | 98,064 | 0.04% | ||
(3) | Options and agreements to purchase/sell: | 1,422,500 | 0.62% | 936,400 | 0.41% | ||
TOTAL: | 2,727,483 | 1.19% | 1,713,681 | 0.75% | |||
(b) | Interests and short positions in relevant securities of the company, other than the class dealt in | ||||||
Class of relevant security: | Long | Short | |||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities |
|
|
|
| ||
(2) | Derivatives (other than options): |
|
|
|
| ||
(3) | Options and agreements to purchase/sell: |
|
|
|
| ||
TOTAL: |
|
|
|
| |||
3. | DEALINGS (Note 4) | ||||||
(a) | Purchase and sales |
| |||||
Class of relevant Security | Purchase/sale | Number of securities | Price per unit | ||||
$0.001 ordinary shares | Purchase | 1 | 99.8600 USD | ||||
$0.001 ordinary shares | Purchase | 1 | 99.9300 USD | ||||
$0.001 ordinary shares | Purchase | 2 | 99.9200 USD | ||||
$0.001 ordinary shares | Purchase | 2 | 99.9850 USD | ||||
$0.001 ordinary shares | Purchase | 4 | 100.0300 USD | ||||
$0.001 ordinary shares | Purchase | 4 | 99.9150 USD | ||||
$0.001 ordinary shares | Purchase | 5 | 99.9260 USD | ||||
$0.001 ordinary shares | Purchase | 6 | 100.0116 USD | ||||
$0.001 ordinary shares | Purchase | 8 | 99.9425 USD | ||||
$0.001 ordinary shares | Purchase | 9 | 99.9155 USD | ||||
$0.001 ordinary shares | Purchase | 9 | 99.9711 USD | ||||
$0.001 ordinary shares | Purchase | 15 | 99.9310 USD | ||||
$0.001 ordinary shares | Purchase | 15 | 99.9820 USD | ||||
$0.001 ordinary shares | Purchase | 25 | 99.9306 USD | ||||
$0.001 ordinary shares | Purchase | 34 | 99.9198 USD | ||||
$0.001 ordinary shares | Purchase | 100 | 100.0000 USD | ||||
$0.001 ordinary shares | Purchase | 100 | 100.0310 USD | ||||
$0.001 ordinary shares | Purchase | 100 | 100.0350 USD | ||||
$0.001 ordinary shares | Purchase | 102 | 99.9699 USD | ||||
$0.001 ordinary shares | Purchase | 104 | 100.0400 USD | ||||
$0.001 ordinary shares | Purchase | 105 | 99.9285 USD | ||||
$0.001 ordinary shares | Purchase | 111 | 99.8329 USD | ||||
$0.001 ordinary shares | Purchase | 111 | 100.0487 USD | ||||
$0.001 ordinary shares | Purchase | 113 | 100.0335 USD | ||||
$0.001 ordinary shares | Purchase | 163 | 99.9500 USD | ||||
$0.001 ordinary shares | Purchase | 213 | 99.7723 USD | ||||
$0.001 ordinary shares | Purchase | 300 | 99.8766 USD | ||||
$0.001 ordinary shares | Purchase | 322 | 100.0156 USD | ||||
$0.001 ordinary shares | Purchase | 436 | 99.9832 USD | ||||
$0.001 ordinary shares | Purchase | 500 | 99.9530 USD | ||||
$0.001 ordinary shares | Purchase | 588 | 100.0500 USD | ||||
$0.001 ordinary shares | Purchase | 600 | 99.9616 USD | ||||
$0.001 ordinary shares | Purchase | 896 | 99.9153 USD | ||||
$0.001 ordinary shares | Purchase | 2,001 | 99.9588 USD | ||||
$0.001 ordinary shares | Purchase | 2,308 | 100.0499 USD | ||||
$0.001 ordinary shares | Purchase | 2,853 | 99.9522 USD | ||||
$0.001 ordinary shares | Purchase | 3,113 | 99.9000 USD | ||||
$0.001 ordinary shares | Purchase | 3,618 | 100.1377 USD | ||||
$0.001 ordinary shares | Purchase | 4,830 | 99.8939 USD | ||||
$0.001 ordinary shares | Purchase | 5,686 | 99.9316 USD | ||||
$0.001 ordinary shares | Purchase | 11,333 | 99.9752 USD | ||||
$0.001 ordinary shares | Purchase | 14,018 | 99.9386 USD | ||||
$0.001 ordinary shares | Purchase | 25,225 | 99.9397 USD | ||||
$0.001 ordinary shares | Purchase | 31,991 | 99.9410 USD | ||||
$0.001 ordinary shares | Sale | 3 | 99.9500 USD | ||||
$0.001 ordinary shares | Sale | 4 | 100.0400 USD | ||||
$0.001 ordinary shares | Sale | 6 | 99.9200 USD | ||||
$0.001 ordinary shares | Sale | 9 | 100.1500 USD | ||||
$0.001 ordinary shares | Sale | 13 | 100.0223 USD | ||||
$0.001 ordinary shares | Sale | 20 | 99.9447 USD | ||||
$0.001 ordinary shares | Sale | 29 | 99.9244 USD | ||||
$0.001 ordinary shares | Sale | 100 | 99.9469 USD | ||||
$0.001 ordinary shares | Sale | 127 | 99.9800 USD | ||||
$0.001 ordinary shares | Sale | 200 | 99.9722 USD | ||||
$0.001 ordinary shares | Sale | 200 | 99.7500 USD | ||||
$0.001 ordinary shares | Sale | 221 | 99.8704 USD | ||||
$0.001 ordinary shares | Sale | 235 | 99.9466 USD | ||||
$0.001 ordinary shares | Sale | 257 | 99.9266 USD | ||||
$0.001 ordinary shares | Sale | 310 | 100.0259 USD | ||||
$0.001 ordinary shares | Sale | 415 | 99.9463 USD | ||||
$0.001 ordinary shares | Sale | 457 | 100.0612 USD | ||||
$0.001 ordinary shares | Sale | 480 | 99.9272 USD | ||||
$0.001 ordinary shares | Sale | 627 | 99.9300 USD | ||||
$0.001 ordinary shares | Sale | 700 | 99.9450 USD | ||||
$0.001 ordinary shares | Sale | 813 | 99.9246 USD | ||||
$0.001 ordinary shares | Sale | 900 | 100.0034 USD | ||||
$0.001 ordinary shares | Sale | 1,010 | 99.9198 USD | ||||
$0.001 ordinary shares | Sale | 1,400 | 99.9357 USD | ||||
$0.001 ordinary shares | Sale | 1,909 | 99.9518 USD | ||||
$0.001 ordinary shares | Sale | 1,995 | 99.9320 USD | ||||
$0.001 ordinary shares | Sale | 2,151 | 99.9423 USD | ||||
$0.001 ordinary shares | Sale | 2,821 | 99.9633 USD | ||||
$0.001 ordinary shares | Sale | 3,000 | 100.0495 USD | ||||
$0.001 ordinary shares | Sale | 3,000 | 99.9124 USD | ||||
$0.001 ordinary shares | Sale | 3,113 | 99.9000 USD | ||||
$0.001 ordinary shares | Sale | 4,300 | 99.9319 USD | ||||
$0.001 ordinary shares | Sale | 4,802 | 99.9026 USD | ||||
$0.001 ordinary shares | Sale | 5,007 | 99.9318 USD | ||||
$0.001 ordinary shares | Sale | 5,567 | 99.9529 USD | ||||
$0.001 ordinary shares | Sale | 6,528 | 100.0287 USD | ||||
$0.001 ordinary shares | Sale | 8,212 | 100.0017 USD | ||||
$0.001 ordinary shares | Sale | 13,691 | 99.9378 USD | ||||
$0.001 ordinary shares | Sale | 37,448 | 99.9407 USD | ||||
| |||||||
(b) | Derivatives transactions (other than option transactions) | ||||||
Product Name | Nature of transaction | Number of relevant securities | Price per unit | ||||
|
|
|
| ||||
| |||||||
(c) | Options transactions in respect of existing securities | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit |
$0.001 ordinary shares | Put Options | Selling | 249,000 | 80.0000 USD | American | 18 Aug 2023 | 0.5500 USD |
| |||||||
(ii) | Exercising |
| |||||
Product name | Number of securities | Exercise price per unit | |||||
|
|
| |||||
| |||||||
(d) | Other dealings (including transactions in respect of new securities) (Note 4) | ||||||
Nature of transaction | Details | Price per unit (if applicable) | |||||
|
|
| |||||
4. | OTHER INFORMATION | ||||||
Agreements, arrangements or understandings relating to options or derivatives | |||||||
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. | |||||||
NONE | |||||||
Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 05 Jun 2023 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
If a connected EFM, name of offeree/offeror with which connected |
| ||||||
If a connected EFM, state nature of connection |
| ||||||
| |||||||
SUPPLEMENTAL FORM 8 | |||||||
| |||||||
IRISH TAKEOVER PANEL | |||||||
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL | |||||||
ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED) | |||||||
DETAILS OF OPEN POSITIONS | |||||||
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as | |||||||
appropriate) | |||||||
OPEN POSITIONS |
| ||||||
Class of relevant security | Product Description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
$0.001 ordinary shares | Put Options | Written | 495,500 | 100 | American | 16 Jun 2023 | |
$0.001 ordinary shares | Put Options | Written | 28,800 | 095 | American | 21 Jul 2023 | |
$0.001 ordinary shares | Call Options | Written | -10,600 | 105 | American | 18 Aug 2023 | |
$0.001 ordinary shares | Put Options | Written | 2,000 | 085 | American | 21 Jul 2023 | |
$0.001 ordinary shares | Put Options | Purchased | -250,000 | 080 | American | 16 Jun 2023 | |
$0.001 ordinary shares | Put Options | Written | 10,200 | 080 | American | 18 Aug 2023 | |
$0.001 ordinary shares | Put Options | Written | 250,000 | 105 | American | 16 Jun 2023 | |
$0.001 ordinary shares | Call Options | Written | -2,600 | 100 | American | 18 Aug 2023 | |
$0.001 ordinary shares | Call Options | Written | -2,000 | 100 | American | 21 Jul 2023 | |
$0.001 ordinary shares | Put Options | Written | 400,000 | 100 | American | 18 Aug 2023 | |
$0.001 ordinary shares | Put Options | Written | 74,000 | 090 | American | 15 Sep 2023 | |
$0.001 ordinary shares | Put Options | Purchased | -544,200 | 080 | American | 18 Aug 2023 | |
$0.001 ordinary shares | Put Options | Written | 162,000 | 105 | American | 21 Jul 2023 | |
$0.001 ordinary shares | Call Options | Written | -10,000 | 105 | American | 16 Jun 2023 | |
$0.001 ordinary shares | Put Options | Purchased | -106,800 | 090 | American | 21 Jul 2023 | |
$0.001 ordinary shares | Put Options | Purchased | -10,200 | 100 | American | 18 Aug 2023 | |
Related Shares:
Barclays