28th Sep 2022 11:07
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BRS65X63
Issuer Name
INDIVIOR PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
JPMorgan Chase & Co.
City of registered office (if applicable)
Country of registered office (if applicable)
US
4. Details of the shareholder
Name | City of registered office | Country of registered office |
J.P. Morgan Securities plc |
5. Date on which the threshold was crossed or reached
23-Sep-2022
6. Date on which Issuer notified
27-Sep-2022
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
Resulting situation on the date on which threshold was crossed or reached | 2.939189 | 3.373363 | 6.312552 | 43530215 |
Position of previous notification (if applicable) | 2.021427 | 3.943092 | 5.964519 |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
GB00BRS65X63 | 20268022 | 2.939189 | ||
Sub Total 8.A | 20268022 | 2.939189% | ||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
Depository Receipt | n/a | n/a | 5 | 0.000001 |
Sub Total 8.B1 | 5 | 0.000001% | ||
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
Cash-settled Equity Swap | 10/10/2022 | 10/10/2022 | Cash | 2688000 | 0.389804 |
Cash-settled Equity Swap | 14/10/2022 | 14/10/2022 | Cash | 3000000 | 0.435049 |
Cash-settled Equity Swap | 24/10/2022 | 24/10/2022 | Cash | 727000 | 0.105427 |
Cash-settled Equity Swap | 26/10/2022 | 26/10/2022 | Cash | 6413818 | 0.930110 |
Cash-settled Equity Swap | 28/10/2022 | 28/10/2022 | Cash | 1537527 | 0.222966 |
Cash-settled Equity Swap | 07/02/2023 | 07/02/2023 | Cash | 5970761 | 0.865859 |
Cash-settled Equity Swap | 01/03/2023 | 01/03/2023 | Cash | 11729 | 0.001700 |
Cash-settled Equity Swap | 30/05/2023 | 30/05/2023 | Cash | 203368 | 0.029487 |
Cash-settled Equity Swap | 02/06/2023 | 02/06/2023 | Cash | 219180 | 0.031776 |
Cash-settled Equity Swap | 19/07/2023 | 19/07/2023 | Cash | 44950 | 0.006518 |
Cash-settled Equity Swap | 22/09/2023 | 22/09/2023 | Cash | 20000 | 0.002900 |
Cash-settled Equity Swap | 27/09/2023 | 27/09/2023 | Cash | 64766 | 0.009389 |
Cash-settled Equity Swap | 03/10/2023 | 03/10/2023 | Cash | 49255 | 0.007138 |
Cash-settled Equity Swap | 24/10/2023 | 24/10/2023 | Cash | 28580 | 0.004143 |
Cash-settled Equity Swap | 16/10/2026 | 16/10/2026 | Cash | 5430 | 0.000787 |
Cash-settled Equity Swap | 05/05/2027 | 05/05/2027 | Cash | 1608349 | 0.233231 |
Cash-settled Equity Swap | 02/06/2027 | 02/06/2027 | Cash | 669475 | 0.097078 |
Sub Total 8.B2 | 23262188 | 3.373362% | |||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
JPMorgan Chase & Co. | J.P. Morgan Securities plc | 3.373362 | 6.290585% | |
JPMorgan Chase & Co. | JPMorgan Chase Bank, National Association | |||
JPMorgan Chase & Co. | J.P. Morgan Securities LLC | |||
JPMorgan Chase & Co. | J.P. Morgan SE |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Chain of controlled undertakings:JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)J.P. Morgan International Finance Limited (100%)J.P. Morgan Capital Holdings Limited (100%)J.P. Morgan Securities plc (100%)JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)J.P. Morgan International Finance Limited (100%)J.P. Morgan SE (100%)JPMorgan Chase & Co.JPMorgan Chase Holdings LLC (100%)J.P. Morgan Broker-Dealer Holdings Inc. (100%)J.P. Morgan Securities LLC (100%)
12. Date of Completion
27-Sep-2022
13. Place Of Completion
London
Related Shares:
Indivior