3rd Oct 2016 11:45
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | ||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | SABMiller Plc GB0004835483 | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | Yes | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | n/a | |||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | n/a | |||
An event changing the breakdown of voting rights | n/a | |||
Other (please specify): | n/a | |||
3. Full name of person(s) subject to thenotification obligation: iii | UBS Investment Bank UBS Group AG | |||
4. Full name of shareholder(s) (if different from 3.):iv | UBS AG London Branch UBS Limited UBS Securities LLC UBS South Africa (Proprietary) Ltd | |||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 28 September 2016 | |||
6. Date on which issuer notified: | 30 September 2016 | |||
7. Threshold(s) that is/are crossed orreached: vi, vii | 6% Section A 6% Section (A+B+C) | |||
8. Notified details: | ||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | ||||||||||
Direct xi | Indirect xii | Direct | Indirect | |||||||||||
GB0004835483 | 131,467,509 | 131,467,509 | - | - | 92,489,796 | - | 5.69% | |||||||
B: Qualifying Financial Instruments | ||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||
Right to Recall | - | Anytime | 17,589 | 0.001% | ||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
| |||||||||
Equity Swaps | - | from 02.12.2016 to 02.01.2020 | - | 61,356 | Nominal | Delta | ||||||||
- | 0.004% | |||||||||||||
Total (A+B+C) | ||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||
92,551,152 | 5.70% | |||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||||||||||||||
UBS Group AG is a group holding company for UBS Investment Bank business. Voting rights are held through its controlled undertakings as set out below.
UBS AG: - directly through its branches: UBS AG London Branch - 90,531,391 (5.57%) - indirectly through its subsidiaries: UBS Limited - 1,941,761 (0.12%); - indirectly through its subsidiaries: UBS Securities LLC - 13,000 (0.001%) - indirectly through its subsidiaries: UBS South Africa (Proprietary) Ltd - 65,000 (0.004%) | ||||||||||||||
Proxy Voting: | ||||||||||||||
10. Name of the proxy holder: | ||||||||||||||
11. Number of voting rights proxy holder will ceaseto hold: | ||||||||||||||
12. Date on which proxy holder will cease to holdvoting rights: | ||||||||||||||
13. Additional information: | ||||||||||||||
14. Contact name: | Bill Warner | |||||||||||||
15. Contact telephone number: | 01483 264000 | |||||||||||||
Related Shares:
SAB.L