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Holding(s) in Company

8th Dec 2009 14:41

RNS Number : 7741D
ARM Holdings PLC
08 December 2009
 



TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:

ARM Holdings Plc

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

Yes 

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

No 

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

No 

An event changing the breakdown of voting rights

No 

Other (please specify):

No 

3. Full name of person(s) subject to the notification obligation:

Ameriprise Financial, Inc. and its group

4. Full name of shareholder(s) (if different from 3.):

See additional information under 13.

5. Date of the transaction and date on which the threshold is crossed or reached:

27 November 2009

6. Date on which issuer notified:

30 November 2009

7. Threshold(s) that is/are crossed or reached:

Above the threshold of 5% 

  

8. Notified details:

A: Voting rights attached to shares

Class/type of shares

if possible using the ISIN CODE

Situation previous to the triggering transaction

Resulting situation after the triggering transaction

Number of Shares

Number of Voting Rights

Number of shares

Number of voting rights

% of voting rights

Direct

Direct

Indirect

Direct

Indirect

 

 N/A

 N/A

 2,326,646

 2,326,646

 61,619,967

 0.181%

 4.815%

 GB0000595859

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial instrument

Expiration date

Exercise/ Conversion Period

Number of voting rights that may be acquired if the instrument is exercised/ converted.

% of voting rights

 

 

 

 

 

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial instrument

Exercise price

Expiration date

Exercise/ Conversion period

Number of voting rights instrument refers to

% of voting rights

 CFD

 

 

 

 431,376

Nominal

Delta

 0.034%

 

Total (A+B+C)

Number of voting rights

Percentage of voting rights

 64,377,989

 5.030%

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:

Ameriprise Financial, Inc. which through intermediate holding companies controls the voting rights of Threadneedle Management Luxembourg S.A. and Threadneedle Asset Management Holdings Ltd, which itself controls the voting rights of Threadneedle Asset Management Ltd, Threadneedle International Ltd and Threadneedle Pensions Ltd. 

Proxy Voting:

10. Name of the proxy holder:

N/A

11. Number of voting rights proxy holder will cease to hold:

N/A

12. Date on which proxy holder will cease to hold voting rights:

N/A

13. Additional information:

Registered Owner

KDTC KAS Depository Trust Company A/c 223631213 500,000
Morgan Stanley Nominees Limited A/c 04F607602 13,876
Ameriprise Financial Inc. A/c 112,880
Threadneedle Management Luxembourg S.A. A/c 65,818
William & Glyns (Isle of Man) Nominees Ltd A/c 301780 250,000
Littledown Nominees Ltd A/c 02891 28,227,302
Littledown Nominees Ltd A/c 07198 2,280,646
Littledown Nominees Ltd A/c 27642 46,000
Littledown Nominees Ltd A/c 10478 46,830
Littledown Nominees Ltd A/c 10479 38,750
Morgan Stanley Nominees Limited A/c 36199146 117,500
Morgan Stanley Nominees Limited A/c 36199142 300,000
Littledown Nominees Ltd A/c 07205 1,828,114
Littledown Nominees Ltd A/c 21688 604,027
Littledown Nominees Ltd A/c 07207 3,331,154
Littledown Nominees Ltd A/c 07196 78,001
Littledown Nominees Ltd A/c 07199 112,443
Roy Nominees A/c 104450 180,000
Mellon Nominees (UK) Ltd A/c WWSF00040002 550,000
Littledown Nominees Ltd A/c 10491 6,747,312
Littledown Nominees Ltd A/c 10488 12,527,320
Littledown Nominees Ltd A/c 10489 1,590,234
Littledown Nominees Ltd A/c 02642 4,829,782

14. Contact name:

 JOANNE O'SULLIVAN

15. Contact telephone number:

 +44 (0)20 7464 5000

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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Related Shares:

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