18th Dec 2013 13:00
| TR-1: Notifications of Major Interests in Shares | |||||||
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | RSA Insurance Group PLC | ||||||
| 2. Reason for notification (yes/no) | |||||||
| An acquisition or disposal of voting rights | Yes | ||||||
| An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | No | ||||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | No | ||||||
| An event changing the breakdown of voting rights | No | ||||||
| Other (please specify):___________________________ | No | ||||||
| 3. Full name of person(s) subject to notification obligation: | Ameriprise Financial, Inc. and its group | ||||||
| 4. Full name of shareholder(s) (if different from 3): | See additional information under 13. | ||||||
| 5. Date of transaction and date on which the threshold is crossed or reached: | 13 December 2013 | ||||||
| 6. Date on which issuer notified: | 17 December 2013 | ||||||
| 7. Threshold(s) that is/are crossed or reached: | Below the threshold of 5% | ||||||
| 8: Notified Details | ||||||||||||||||||||||||||||||
| A: Voting rights attached to shares | ||||||||||||||||||||||||||||||
| Class/type of shares If possible use ISIN code | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | ||||||||||||||||||||||||||||
| Number of shares | Number of voting rights | Number of shares | Number of voting rights | Percentage of voting rights | ||||||||||||||||||||||||||
| Direct | Direct | Indirect | Direct | Indirect | ||||||||||||||||||||||||||
| GB0006616899
US74971A2069
| 184,298,490
290 | 184,298,490
290 | 647,568
0
|
|
| 647,568
0
| 170,797,841
600
| 0.018%
0.000%
| 4.642%
0.000%
| |||||||||||||||||||||
| B: Qualifying Financial Instruments | ||||
| Resulting situation after the triggering transaction | ||||
| Type of financial instrument | Expiration date | Exercise/ conversion period | No. of voting rights that may be acquired if the instrument is exercised/converted. | Percentage of voting rights |
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | |||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||
| Type of financial instrument | Exercise Price | Expiration date | Exercise / conversion period | No. of voting rights instrument refers to | Percentage of voting rights | ||||||||
| Nominal | Delta | ||||||||||||
| CFD | 200,000 | 0.005% | |||||||||||
| Total (A+B+C) | |||
| Number of voting rights | Percentage of voting rights | ||
| 171,646,009 | 4.665% | ||
| 9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: |
| Ameriprise Financial, Inc., which through intermediate holding companies controls the voting rights of Columbia Management Investment Advisers, Columbia Wanger Asset Management, Threadneedle Management Luxembourg S.A. and Threadneedle Asset Management Holdings Ltd, which itself controls the voting rights of Threadneedle Asset Management Ltd, Threadneedle International Ltd and Threadneedle Pensions Ltd. |
| Proxy Voting: | |||
| 10. Name of proxy holder: | N/A | ||
| 11. Number of voting rights proxy holder will cease to hold: | N/A | ||
| 12. Date on which proxy holder will cease to hold voting rights: | N/A | ||
| 13. Additional information: | Registered Owner Littledown Nominees Ltd A/c ZLA08 139,885
Littledown Nominees Ltd A/c 41407 7,040,511
Littledown Nominees Ltd A/c 41408 946,750
Littledown Nominees Ltd A/c 47182 8,591,900
Littledown Nominees Ltd A/c 53553 200,000
State Street Nominees Limited A/c XC7N 10,747,509
HSBC Global Custody Nominee (UK) Limited A/c 683182 3,564,607
HSBC Global Custody Nominee (UK) Limited A/c 740190 986,330
HSBC Global Custody Nominee (UK) Limited A/c 739874 4,649,230
HSBC Global Custody Nominee (UK) Limited A/c 740311 467,836
The Bank Of New York ( Nominees ) Limited A/c PTG 15303 / 09997799 528,241
HSBC Global Custody Nominee (UK) Limited A/c 811056 231,071
Nortrust Nominees LTD A/c BBH05 735,536
State Street Nominees Limited A/c SHCE 2,118,502
Securities Services Nominees Limited A/c 1030030046H 633,164
HSBC Global Custody Nominee (UK) Limited
A/c 7003989008
1,252,338
William & Glyns (Isle of Man) Nominees Ltd A/c 301780 256,166
Littledown Nominees Ltd A/c ZLA01 1,390,000
Littledown Nominees Ltd A/c ZLA03 29,544,675
Littledown Nominees Ltd A/c 07198 497,853
Littledown Nominees Ltd A/c 27642 149,715
Littledown Nominees Ltd A/c ZLA09 71,970
Littledown Nominees Ltd A/c 10479 80,258
Mellon Nominees (UK) Ltd A/c WWSF0004002 1,348,591
Littledown Nominees Ltd A/c 18667 4,846,527
Littledown Nominees Ltd A/c 10469 1,338,856
Littledown Nominees Ltd A/c 10496 61,961,894
Littledown Nominees Ltd A/c 10492 4,143,680
Littledown Nominees Ltd A/c 10491 9,465,832
Littledown Nominees Ltd A/c 10488 4,911,793
Littledown Nominees Ltd A/c 10495 3,645,000
Littledown Nominees Ltd A/c ZLA15 5,159,189
Ameriprise Financial Inc A/c 600 | ||
| 14 Contact name: | John Mills | ||
| 15. Contact telephone name: | 020 7111 7333 |
Copyright Business Wire 2013
Related Shares:
RSA.L