12th Dec 2013 15:48
| For filings with the FSA include the annex | |||||||||||
| For filings with issuer exclude the annex | |||||||||||
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||||||||
| 1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | St. James's Place PLC | ||||||||||
| 2 Reason for the notification (please tick the appropriate box or boxes): | |||||||||||
| An acquisition or disposal of voting rights | Yes | ||||||||||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | No | ||||||||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | No | ||||||||||
| An event changing the breakdown of voting rights | No | ||||||||||
| Other (please specify): | No | ||||||||||
| 3. Full name of person(s) subject to thenotification obligation: iii | Kames Capital | ||||||||||
| 4. Full name of shareholder(s)(if different from 3.):iv | |||||||||||
| 5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 10/12/2013 | ||||||||||
| 6. Date on which issuer notified: | 12/12/2013 | ||||||||||
| 7. Threshold(s) that is/are crossed orreached: vi, vii | 4% | ||||||||||
| 8. Notified details: | |||||||||||||||||||||||||||||
| A: Voting rights attached to shares viii, ix | |||||||||||||||||||||||||||||
| Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||||||||||||||||||||||||
| NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||||||||||||||||||||||||
| Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||||||||||||||||
| GB0007669376 | 18,622,339 | 18,622,339 | 16,374,755 | 16,374,755 | 4,701,833 | 3.18% | 0.91% | ||||||||||||||||||||||
| B: Qualifying Financial Instruments | |||||||||||||||||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||
| Type of financialinstrument | Expirationdate xiii | Exercise/ Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | |||||||||||||||||||||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||
| Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | ||||||||||||||||||||||||
| CFD | 259,000 | Nominal | Delta | ||||||||||||||||||||||||||
| 0.05% | 1 | ||||||||||||||||||||||||||||
| Total (A+B+C) | |||||||||||||||||||||||||||||
| Number of voting rights | Percentage of voting rights | ||||||||||||||||||||||||||||
| 21,335,588 | 4.14% | ||||||||||||||||||||||||||||
| 9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | |||||
| Kames Capital:- Kames Capital Plc Kames Capital Management Ltd Kames Capital ICVC Kames Capital VCIC | |||||
| Proxy Voting: | |||||
| 10. Name of the proxy holder: | Kames Capital | ||||
| 11. Number of voting rights proxy holder will ceaseto hold: | |||||
| 12. Date on which proxy holder will cease to holdvoting rights: | |||||
| 13. Additional information: | Notification using the Total Voting Rights figure of 515,034,937 | ||||
| 14. Contact name: | IMS Supervisor / Manager (Kames Capital) Kay Fraser (St. James’s Place plc) | ||||
| 15. Contact telephone number: | 0131 549 3706 | ||||
| 01285 87 87 62 | |||||
| Note: Annex should only be submitted to the FSA not the issuer | |||
| Annex: Notification of major interests in sharesxxii | |||
| A: Identity of the persons or legal entity subject to the notification obligation | |||
| Full name (including legal form of legal entities) | Kames Capital | ||
| Contact address (registered office for legal entities) | Kames House 3 Lochside Crescent Edinburgh EH12 9SA | ||
| Phone number & email | 0870 60 90 101 | ||
| Other useful information (at least legal representative for legal persons) | Alison Talbot Company Secretary 0131 549 3205 | ||
| B: Identity of the notifier, if applicable | |||
| Full name | IMS Supervisor / Manager | ||
| Contact address | Kames House 3 Lochside Crescent Edinburgh EH12 9SA | ||
| Phone number & email | 0131 549 3706 | ||
| Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) | |||
| C: Additional information | |||
| For notes on how to complete form TR-1 please see the FSA website. | |||
Copyright Business Wire 2013
Related Shares:
St James's Place