24th Sep 2015 07:30
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: | CARILLION PLC | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | X | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | X | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | X | ||||
An event changing the breakdown of voting rights | |||||
Other (please specify): | |||||
3. Full name of person(s) subject to thenotification obligation: | CREDIT SUISSE GROUP AG | ||||
4. Full name of shareholder(s) (if different from 3.): | PLEASE SEE SECTION 9. | ||||
5. Date of the transaction and date onwhich the threshold is crossed orreached: | 21/09/2015 | ||||
6. Date on which issuer notified: | 23/09/2015 | ||||
7. Threshold(s) that is/are crossed orreached: | 5% | ||||
8. Notified details: | ||||||||||||||||||
A: Voting rights attached to shares | ||||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights | ||||||||||||||
Direct | Direct | Indirect | Direct | Indirect | ||||||||||||||
ORD GB0008976119 |
N/A |
N/A |
N/A |
N/A |
823,504 |
N/A |
0.191% | |||||||||||
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B: Qualifying Financial Instruments | ||||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||||
Type of financialinstrument | Expirationdate | Exercise/Conversion Period | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||||
CONVERTIBLE BOND | 19/12/2019 | N/A | 2,490,143 | 0.579% | ||||||||||||||
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date | Exercise/Conversion period | Number of voting rights instrument refers to
| % of voting rights | |||||||||||||
CFD | 20/01/2016 | N/A | 18,569,541 | 4.316% | ||||||||||||||
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Total (A+B+C) | ||||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||||
21,883,188 | 5.086% | |||||||||||||||||
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9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: |
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1. Credit Suisse Group AG 2. Credit Suisse Securities (EUROPE) Limited 3. Credit Suisse International 4. Credit Suisse Fund Management S.A. 5. Credit Suisse Funds AG
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Proxy Voting: |
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will ceaseto hold: |
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12. Date on which proxy holder will cease to holdvoting rights: |
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13. Additional information: |
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14. Contact name: | Anthony Allen/Paul MacDonald |
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15. Contact telephone number: | +44 (0) 20 7888 5416 / 8548 |
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Related Shares:
Carillion Plc