12th Aug 2016 15:28
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:
Swallowfield plc
2 Reason for the notification (delete as appropriate):
An acquisition or disposal of voting rights
3. Full name of person(s) subject to the notification obligation:
SFM UK Management LLP, SFM UK Holdings Limited,
Soros Fund Management LLC
4. Full name of shareholder(s) (if different from 3.): Morgan Stanley & Co. LLC
5. Date of the transaction and date on which the threshold is crossed or reached:
10 August 2016
6. Date on which issuer notified:
12 August 2016
7. Threshold(s) that is/are crossed or reached: 4, 5, 6, 7, 8 and 9%
8. Notified details:
A: Voting rights attached to shares
Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction |
| |||||
Number of Shares | Number of Voting Rights |
| |||||
GB0008667304 | 653,000 | 653,000 |
| ||||
Class/type of shares if possible using the ISIN CODE | Resulting situation after the triggering transaction | ||||||
Number of shares | Number of voting rights | % of voting rights | |||||
Direct | Direct | Indirect | Direct | Indirect | |||
N/A | N/A | 1,653,000 | N/A | 9.80% | |||
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction | ||||
Type of financialinstrument | Expirationdate | Exercise/ConversionPeriod | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
Resulting situation after the triggering transaction | ||||||
Type of financialinstrument | Exerciseprice | Expirationdate | Exercise/Conversionperiod | Number of votingrights instrumentrefers to | % of voting rights | |
Nominal | Delta | |||||
Total (A+B+C)
Number of voting rights | Percentage of voting rights |
1,653,000 | 9.80% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
Soros Fund Management LLC is a parent undertaking of SFM UK Holdings Limited, which is a parent undertaking of SFM UK Management LLP.
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease to hold:
12. Date on which proxy holder will cease to hold voting rights:
13. Additional information: N/A
14. Contact name: Jade Cornell
15. Contact telephone number: 020 7758 4800
Related Shares:
Brand Architek.