15th Sep 2016 16:45
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | ||||
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1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | SABMiller Plc GB0004835483 | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | Yes | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | n/a | |||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | n/a | |||
An event changing the breakdown of voting rights | n/a | |||
Other (please specify): |
| n/a | ||
3. Full name of person(s) subject to thenotification obligation: iii | UBS Investment Bank UBS Group AG | |||
4. Full name of shareholder(s) (if different from 3.):iv | UBS AG London Branch UBS Limited UBS Securities LLC | |||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 12 September 2016 | |||
6. Date on which issuer notified: | 14 September 2016 | |||
7. Threshold(s) that is/are crossed orreached: vi, vii | 7% Section A 7% Section (A+B+C) | |||
8. Notified details: | ||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | ||||||||||
| Direct xi | Indirect xii | Direct | Indirect | ||||||||||
GB0004835483 | 98,768,704 | 98,768,704 | - | - | 128,270,778 | - | 7.90% | |||||||
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B: Qualifying Financial Instruments | ||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||
Right to Recall | - | Anytime | 118,287 | 0.01% | ||||||||||
US78572M1053 | - | - | 400 | 0.00002% | ||||||||||
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
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Equity Swaps | - | from 02.12.2016 to 02.01.2020
| - | 29,568 | Nominal | Delta | ||||||||
- | 0.002% | |||||||||||||
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Total (A+B+C) | ||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||
128,419,033 | 7.91% | |||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||||||||||||||
UBS Group AG is a group holding company for UBS Investment Bank business. Voting rights are held through its controlled undertakings as set out below.
UBS AG: - directly through its branches: UBS AG London Branch - 127,187,860 (7.83%) - indirectly through its subsidiaries: UBS Limited - 1,217,773 (0.07%); and - indirectly through its subsidiaries: UBS Securities LLC - 13,400 (0.001%) | ||||||||||||||
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Proxy Voting: | ||||||||||||||
10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will ceaseto hold: |
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12. Date on which proxy holder will cease to holdvoting rights: |
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13. Additional information: |
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14. Contact name: | Bill Warner | |||||||||||||
15. Contact telephone number: | 00 44 (0) 1483 264000 | |||||||||||||
Related Shares:
SAB.L