30th Nov 2016 12:00
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES i |
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: | Trinity Capital PLC |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights | X | ||||||||||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||||||||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||||||||||
An event changing the breakdown of voting rights | |||||||||||||
Other (please specify): | |||||||||||||
3. Full name of person(s) subject to thenotification obligation: iii | Lars Ernest Bader |
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4. Full name of shareholder(s) (if different from 3.):iv |
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5. Date of the transaction and date onwhich the threshold is crossed orreac | 29/11/2016
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6. Date on which issuer notified: | 29/11/2016
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7. Threshold(s) that is/are crossed orreached: vi, vii | 17%
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8. Notified details: | |||||||||||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||||||
Ordinary (ISIN GB00B0ZL5243) | 35205803
| 16.73%
| 36205803 | 36205803 | 0 | 17.21% | 0 | ||||||||||||
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B: Qualifying Financial Instruments | |||||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | |||||||||||||||
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
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| Nominal | Delta | |||||||||||||||||
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Total (A+B+C) | |||||||||||||||||||
Number of voting rights | Percentage of voting rights | ||||||||||||||||||
36205803 | 17.21% | ||||||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | |||||
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Proxy Voting: | |||||
10. Name of the proxy holder: | |||||
11. Number of voting rights proxy holder will ceaseto hold: | |||||
12. Date on which proxy holder will cease to holdvoting rights: | |||||
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13. Additional information: | |||||
14. Contact name: | |||||
15. Contact telephone number: | |||||
Note: Annex should only be submitted to the FSA not the issuer |
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Annex: Notification of major interests in share |
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A: Identity of the persons or legal entity subject to the notification obligation | ||||
Full name (including legal form of legal entities)
| Lars Ernest Bader | |||
Contact address (registered office for legal entities)
| Fort Cambridge, Tigne Street, Sliema, Malta | |||
Phone number & email
| 001 202 681 1279 [email protected] | |||
Other useful information (at least legal representative for legal persons)
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B: Identity of the notifier, if applicable | ||||
Full name
| Lars Ernest Bader | |||
Contact address | Fort Cambridge, Tigne Street, Sliema, Malta | |||
Phone number & email
| 001 202 681 1279 [email protected] | |||
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) | ||||
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C: Additional information | ||||
For notes on how to complete form TR-1 please see the FSA website. |
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Related Shares:
The Revel Collective