24th Jun 2011 14:49
NOTIFICATION OF MAJOR INTERESTS IN SHARES
On 23 June 2011 3i Group plc ("the Issuer") was notified of the following details relating to a major interest in its shares.
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:
3i Group plc
2. Reason for the notification:
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments.
3. Full name of person(s) subject to the notification obligation:
Deutsche Bank AG
4. Full name of shareholder(s) (if different from 3):
5. Date of the transaction and date on which the threshold is crossed or reached:
20/06/2011
6. Date on which issuer notified:
23/06/2011
7. Threshold(s) that is/are crossed or reached:
Below 4%
8. Notified details:
A: Voting rights attached to shares | |||||||
Class/type of shares | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
if possible using the ISIN CODE | Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights | ||
| Direct | Indirect | Direct | Indirect | |||
GB00B1YW4409 | 24,021,676 | 24,021,676 | 23,545,057 | 20,851,344 | 2,693,713 | 2.15% | 0.28% |
B: Qualifying Financial Instruments | ||||
Resulting situation after the triggering transaction | ||||
Type of financial instrument | Expiration date | Exercise/ Conversion Period/ Date | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights |
Call option Call option
|
|
June 2011 OTC July 2011 OTC |
5,725,456 8,588,184 |
0.59% 0.88%
|
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||
Resulting situation after the triggering transaction
| ||||||
Type of financialinstrument | Exerciseprice | Expirationdate | Exercise/Conversionperiod | Number of votingrights instrumentrefers to | % of voting rights
| |
Swap | N/A | N/A | N/A | 746,754 | Nominal | Delta |
N/A | 0.08% | |||||
Total (A+B+C) | |
Number of voting rights | % of voting rights |
38,605,451 | 3.98% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease to hold:
12. Date on which proxy holder will cease to hold voting rights:
13. Additional information:
Issuer contact details:
Ceris Hayward, Group Secretariat
Telephone: 020 7975 3414
Related Shares:
3i Group