21st Oct 2013 10:38
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii |
Pure Wafer plc
| ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | |||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
An event changing the breakdown of voting rights | x | ||||
Other (please specify): | |||||
3. Full name of person(s) subject to thenotification obligation: iii | The Royal Bank of Scotland Group plc | ||||
4. Full name of shareholder(s) (if different from 3.):iv | The Royal Bank of Scotland plc | ||||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 15/10/2013 | ||||
6. Date on which issuer notified: | 17/10/2013 | ||||
7. Threshold(s) that is/are crossed orreached: vi, vii | 7% | ||||
8. Notified details: | |||||||||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||||
Ord GBP 0.02 | 0 | 0 | 0 | 0 | 0% | ||||||||||||
GB00B02QYY79 | |||||||||||||||||
B: Qualifying Financial Instruments | |||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | |||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
| ||||||||||||
Warrants | 2p | 31/12/2029 | At any time until 5pm on 31/12/2029 | 21,919,346 | Nominal | Delta | |||||||||||
7.95% | |||||||||||||||||
Total (A+B+C) | |||||||||||||||||
Number of voting rights | Percentage of voting rights | ||||||||||||||||
21,919,346 | 7.95% | ||||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
The Royal Bank of Scotland Group plc (7.95%) The Royal Bank of Scotland plc (7.95%) | ||
Proxy Voting: | ||
10. Name of the proxy holder: | ||
11. Number of voting rights proxy holder will ceaseto hold: | ||
12. Date on which proxy holder will cease to holdvoting rights: | ||
13. Additional information: | This Notification is based upon the Voting Rights figure of 275,707,925 obtained from your Regulatory Announcement dated 11th October 2013 confirming admission to trading on AIM on 15th October 2013. | |
14. Contact name: | Richard Hopkins | |
15. Contact telephone number: | 0207 672 0354 | |
Related Shares:
PUR.LRBS.L