26th Feb 2015 18:20
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES | |||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: | Rio Tinto plc | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | X | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
An event changing the breakdown of voting rights | |||||
Other (please specify): | |||||
3. Full name of person(s) subject to thenotification obligation: | The Capital Group Companies, Inc. | ||||
4. Full name of shareholder(s) (if different from 3.): | See item 9 | ||||
5. Date of the transaction and date onwhich the threshold is crossed orreached: | 23 February 2015 | ||||
6. Date on which issuer notified: | 24 February 2015 | ||||
7. Threshold(s) that is/are crossed orreached: | Above 4% | ||||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares | ||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights | ||||||||||||
Direct | Direct | Indirect | Direct | Indirect | ||||||||||||
Ordinary (GB0007188757) | 54,908,400 | 54,908,400 | 55,262,900 | 3.9078% | ||||||||||||
ADRs (US7672041008) | 1,384,640 | 1,384,640 | 1,384,618 | 0.0979% | ||||||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Expirationdate | Exercise/Conversion Period | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||
N/A | ||||||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date | Exercise/Conversion period | Number of voting rights instrument refers to
| % of voting rights
| |||||||||||
N/A |
| Nominal | Delta | |||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
56,647,518 | 4.0057% | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: | |||||||||||||||||||||||||||||
| |||||||||||||||||||||||||||||
Proxy Voting: | |||||||||||||||||||||||||||||
10. Name of the proxy holder: | |||||||||||||||||||||||||||||
11. Number of voting rights proxy holder will ceaseto hold: | |||||||||||||||||||||||||||||
12. Date on which proxy holder will cease to holdvoting rights: | |||||||||||||||||||||||||||||
13. Additional information: | |||||||||||||||||||||||||||||
14. Contact name: | Vaughn Walton | ||||||||||||||||||||||||||||
15. Contact telephone number: | 020 7781 1345 | ||||||||||||||||||||||||||||
Related Shares:
Rio Tinto