4th Oct 2021 08:24
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB0009123323
Issuer Name
ULTRA ELECTRONICS HOLDINGS PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of financial instruments
3. Details of person subject to the notification obligation
Name
JPMorgan Chase & Co.
City of registered office (if applicable)
Country of registered office (if applicable)
US
4. Details of the shareholder
Name | City of registered office | Country of registered office |
J.P. Morgan Securities Plc |
5. Date on which the threshold was crossed or reached
29-Sep-2021
6. Date on which Issuer notified
01-Oct-2021
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
Resulting situation on the date on which threshold was crossed or reached | 1.078135 | 7.219700 | 8.297835 | 5902463 |
Position of previous notification (if applicable) | 0.018929 | 6.694148 | 6.713077 |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
GB0009123323 | 766905 | 1.078135 | ||
Sub Total 8.A | 766905 | 1.078135% | ||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
Sub Total 8.B1 | ||||
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
Cash-settled Equity Swap | 14/10/2021 | 14/10/2021 | Cash | 372912 | 0.524249 |
Cash-settled Equity Swap | 15/10/2021 | 15/10/2021 | Cash | 259088 | 0.364233 |
Cash-settled Equity Swap | 22/10/2021 | 22/10/2021 | Cash | 1019240 | 1.432874 |
Cash-settled Equity Swap | 25/10/2021 | 25/10/2021 | Cash | 400000 | 0.562330 |
Cash-settled Equity Swap | 03/12/2021 | 03/12/2021 | Cash | 473000 | 0.664956 |
Cash-settled Equity Swap | 02/03/2022 | 02/03/2022 | Cash | 367000 | 0.515938 |
Cash-settled Equity Swap | 28/03/2022 | 28/03/2022 | Cash | 1586038 | 2.229693 |
Cash-settled Equity Swap | 01/06/2022 | 01/06/2022 | Cash | 1460 | 0.002053 |
Cash-settled Equity Swap | 28/06/2022 | 28/06/2022 | Cash | 548163 | 0.770622 |
Cash-settled Equity Swap | 29/07/2022 | 29/07/2022 | Cash | 10 | 0.000014 |
Cash-settled Equity Swap | 02/09/2022 | 02/09/2022 | Cash | 80316 | 0.112910 |
Cash-settled Equity Swap | 21/09/2022 | 21/09/2022 | Cash | 11896 | 0.016724 |
Cash-settled Equity Swap | 19/10/2022 | 19/10/2022 | Cash | 12095 | 0.017003 |
Cash-settled Equity Swap | 17/11/2022 | 17/11/2022 | Cash | 4340 | 0.006101 |
Sub Total 8.B2 | 5135558 | 7.219700% | |||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
JPMorgan Chase & Co. | J.P. Morgan Securities Plc | 7.219699 | 8.278904% | |
JPMorgan Chase & Co. | J.P. Morgan Securities LLC | |||
JPMorgan Chase & Co. | J.P. Morgan AG |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Chain of controlled undertakings:JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)J.P. Morgan International Finance Limited (100%)J.P. Morgan Capital Holdings Limited (100%)J.P. Morgan Securities plc (100%)JPMorgan Chase & Co.JPMorgan Chase Holdings LLC (100%)J.P. Morgan Broker-Dealer Holdings Inc. (100%)J.P. Morgan Securities LLC (100%)JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)J.P. Morgan International Finance Limited (100%)J.P. Morgan AG (100%)
12. Date of Completion
01-Oct-2021
13. Place Of Completion
London
Contact name and telephone number at Ultra Electronics Holdings plc for enquiries:
Cherise Trumper, Assistant Company Secretary +44 (0)208 813 4321
Related Shares:
ULE.L