15th Nov 2013 15:51
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||||||||
| 1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | St James’s Place Plc | ||||||||||
| 2 Reason for the notification (please tick the appropriate box or boxes): | |||||||||||
| An acquisition or disposal of voting rights | |||||||||||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||||||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||||||||
| An event changing the breakdown of voting rights | |||||||||||
| Other (please specify): | Disclosure of change in chain of control of holding | X | |||||||||
| 3. Full name of person(s) subject to thenotification obligation: iii | Lloyds Banking Group plc | ||||||||||
| 4. Full name of shareholder(s)(if different from 3.):iv | See Section 9 | ||||||||||
| 5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 14 November 2013 | ||||||||||
| 6. Date on which issuer notified: | 15 November 2013 | ||||||||||
| 7. Threshold(s) that is/are crossed orreached: vi, vii | Direct / Indirect holdings remain above 22% | ||||||||||
| 8. Notified details: | |||||||||||||||||||||||||||||||||||||
| A: Voting rights attached to shares viii, ix | |||||||||||||||||||||||||||||||||||||
| Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||||||
| NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||||||||||||||||||||||||||||||||
| Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||||||||||||||||||||||||
| ORD GBP0.15 | 113,455,143 | 113,455,143 | 108,554,265 | 108,554,265 | 5,951,577 | 21.080% | 1.156% | ||||||||||||||||||||||||||||||
| GB0007669376 | |||||||||||||||||||||||||||||||||||||
| B: Qualifying Financial Instruments | |||||||||||||||||||||||||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||||||||
| Type of financialinstrument | Expirationdate xiii | Exercise/ Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | |||||||||||||||||||||||||||||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||||||||||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||||||||||
| Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | ||||||||||||||||||||||||||||||||
|
| Nominal | Delta | |||||||||||||||||||||||||||||||||||
| Total (A+B+C) | |||||||||||||||||||||||||||||||||||||
| Number of voting rights | Percentage of voting rights | ||||||||||||||||||||||||||||||||||||
| 114,505,842 | 22.236% | ||||||||||||||||||||||||||||||||||||
| 9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | |||||
| Following an intra-group transfer of the holding, 108,554,259 shares (21.080%) are now under the control of HBOS Insurance & Investment Group Limited, a wholly owned subsidiary of Lloyds Bank Plc, which is itself a wholly owned subsidiary of Lloyds Banking Group plc (Direct Interests). | |||||
| Proxy Voting: | |||||
| 10. Name of the proxy holder: | N/A | ||||
| 11. Number of voting rights proxy holder will ceaseto hold: | N/A | ||||
| 12. Date on which proxy holder will cease to holdvoting rights: | N/A | ||||
| 13. Additional information: | Notification using the Total Voting Rights figure of 514,967,449 | ||||
| 14. Contact name: | Andrew Kellett Kay Fraser | ||||
| 15. Contact telephone number: | 0113 235 7729 01285 87 87 62 | ||||
Copyright Business Wire 2013
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St James's Place