30th Nov 2010 14:49
For filings with the FSA include the annex | |||||
For filings with issuer exclude the annex | |||||
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | Avon Rubber plc | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | Yes | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | No | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | No | ||||
An event changing the breakdown of voting rights | No | ||||
Other (please specify): | No | ||||
3. Full name of person(s) subject to thenotification obligation: iii | Gartmore Investment Limited | ||||
4. Full name of shareholder(s) (if different from 3.):iv | See attached schedule | ||||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 26 November 2010 | ||||
6. Date on which issuer notified: | 29 November 2010 | ||||
7. Threshold(s) that is/are crossed orreached: vi, vii | 12% | ||||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
GB0000667013 | 3,269,512 | 3,269,512 | 2,984,468 | 2,984,468 | 9.714% | |||||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
| |||||||||||
CFD | N/A | N/A | N/A | 500,000 | Nominal | Delta | ||||||||||
1.627% | ||||||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
3,878,790 | 11.341% | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
| ||
Proxy Voting: | ||
10. Name of the proxy holder: | ||
11. Number of voting rights proxy holder will ceaseto hold: | ||
12. Date on which proxy holder will cease to holdvoting rights: | ||
13. Additional information: | All figures are based on the Company's issued share capital of 30,723,292 as provided by Exshare | |
14. Contact name: | RDU email: [email protected] | |
15. Contact telephone number: | 020 7782 2224 | |
Note: Annex should only be submitted to the FSA not the issuer | |
Annex: Notification of major interests in share | |
A: Identity of the persons or legal entity subject to the notification obligation | |
Full name (including legal form of legal entities)
| Avon Rubber plc |
Contact address (registered office for legal entities)
| Hampton Park West, Semington Road, Melksham, Wiltshire SN12 6NB |
Phone number & email
| 01225 896850 |
Other useful information (at least legal representative for legal persons)
| M Ingrey-Counter, Company Secretary |
B: Identity of the notifier, if applicable | |
Full name
| Gartmore Investment Limited |
Contact address
| Gartmore House, 8 Fenchurch Place, London EC3M 4PB |
Phone number & email
| 020 7782 2224 [email protected] |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) | |
C: Additional information | |
For notes on how to complete form TR-1 please see the FSA website. |
Fund Managing Co. | Number of shares held | Percentage of Issued Capital | UK Registered owner | Beneficial Owner |
Equities | ||||
Gartmore Fund Managers Limited | 779,050 | 2.536% | HSBC Global Custody Nominee UK Ltd | Gartmore Fund Managers Limited A/C Gartmore UK & Irish Smaller Companies |
Gartmore Investment Limited | 1,208,482 | 3.933% | Nortrust Nominees Limited | Strathclyde Pension Fund |
Gartmore Investment Limited | 996,936 | 3.245% | BNY GIL CLT Account Nominees Ltd | Gartmore Fledgling Trust PLC |
2,984,488 | 9.714% | |||
Contract for Difference | ||||
Gartmore Investment Limited | 500,000 | 1.627% | Vidacos Nominees Ltd A/C 2303 | The Alphagen Volantis Fund Limited |
500,000 | 1.627% | |||
3,484,468 | 11.341% |
Related Shares:
Avon Protection