13th Jun 2011 18:07
For filings with the FSA include the annex For filings with issuer exclude the annex
TR-1: NOTICIFATION OF MAJOR INTEREST IN SHARESi
| ||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | Ashmore Group Plc | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | ü | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
An event changing the breakdown of voting rights | ||||
Other (please specify): | ||||
3. Full name of person(s) subject to thenotification obligation: iii | FMR LLC | |||
4. Full name of shareholder(s) (if different from 3.):iv | See attached schedule | |||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 10 June 2011 | |||
6. Date on which issuer notified: | 13 June 2011 | |||
7. Threshold(s) that is/are crossed orreached: vi, vii | 5% | |||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | ||||||||||||
Indirect | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
GB00B132NW22 | 34,653,262 | 34,653,262 | 35,749,134 | 35,749,134 | 5.04 | |||||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
| |||||||||||
Nominal | Delta | |||||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
35,749,134 | 5.04 | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
See attached schedule | ||
Proxy Voting: | ||
10. Name of the proxy holder: | FMR LLC | |
11. Number of voting rights proxy holder will acquire: | 1,095,872 | |
12. Date on which proxy holder will acquire voting rights: | 10 June 2011 | |
13. Additional information: | None | |
14. Contact name: |
Sally-Ann Hatton
| |
15. Contact telephone number: |
[email protected] / 01737 837148
| |
Schedule to TR-1
Issuer name: | ASHMORE GROUP PLC | |||||
Current ownership percentage: | 5.04% | |||||
Total shares held: | 35,749,134 | |||||
Issued share capital: | 707,916,106 | |||||
SHARES HELD | NOMINEE | MANAGEMENT COMPANY | ||||
FMR LLC is the parent holding company of Fidelity | 2,468,426 | BROWN BROTHERS HARRIMAN AND CO | FMR | |||
Management & Research Company (FMRCO), investment | 2,086,800 | BROWN BROTHERS HARRIMAN AND CO | FMRCO | |||
manager for US mutual funds, FIL Management Trust | 54,100 | CIBC MELLON TRUST | FCL | |||
Company (FMTC), Pyramis Global Advisors Trust Company | 1,677,600 | CITIBANK NA | FMRCO | |||
(PGATC), a US state chartered bank which acts as a trustee | 212,700 | JP MORGAN CHASE BANK | FMR | |||
or investment manager of various pension and trust accounts | 15,730,008 | JP MORGAN CHASE BANK | FMRCO | |||
Pyramis Global Advisors LLC (PGALLC) and | 1,864,887 | JPMORGAN CHASE BANK | FMR | |||
Pyramis Trust Company (PTC). | 1,196,700 | MELLON BANK N.A. | FMRCO | |||
5,233,300 | NORTHERN TRUST CO | FMRCO | ||||
1,261,000 | STATE STREET BANK AND TR CO | FMRCO | ||||
146,700 | STATE STREET BANK AND TR CO | PTC | ||||
3,816,913 | NORTHERN TRUST CO (C) | FMR | ||||
Related Shares:
Ashmore