8th Jul 2009 17:10
Financial Services Authority
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Rio Tinto Plc |
|||
2. Reason for the notification (please tick the appropriate box or boxes): |
||||
An acquisition or disposal of voting rights |
Yes |
|||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached. |
||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
||||
An event changing the breakdown of voting rights |
||||
Other (please specify): |
||||
3. Full name of person(s) subject to the notification obligation: |
Capital Research and Management Company |
|||
4. Full name of shareholder(s) (if different from 3.): |
||||
5. Date of the transaction and date on which the threshold is crossed or reached: |
24 June 2009 |
|||
6. Date on which issuer notified: |
26 June 2009 |
|||
7. Threshold(s) that is/are crossed or reached: (Please see Rio Tinto plc footnote) |
Above 5% |
8. Notified details: |
|||||||||||||||||
A: Voting rights attached to shares |
|||||||||||||||||
Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction |
|||||||||||||||
Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights |
|||||||||||||
Direct |
Indirect |
Direct |
Indirect |
Direct |
Indirect |
||||||||||||
Ordinary Shares (GB007188757) |
45,267,405 |
45,267,405 |
50,103,055 |
50,103,055 |
5.0155% |
||||||||||||
B: Qualifying Financial Instruments |
|||||||||||||||||
Resulting situation after the triggering transaction |
|||||||||||||||||
Type of financial instrument |
Expiration date |
Exercise/ Conversion Period |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
|||||||||||||
Rights (GB00B5500C14) |
July 1, 2009 |
July 1, 2009 |
21,983,009 |
2.2006% |
|||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
|||||||||||||||||
Resulting situation after the triggering transaction |
|||||||||||||||||
Type of financial instrument |
Exercise price |
Expiration date |
Exercise/ Conversion period |
Number of voting rights instrument refers to |
% of voting rights |
||||||||||||
Nominal |
Delta |
||||||||||||||||
Total (A+B+C) |
|||||||||||||||||
Number of voting rights |
Percentage of voting rights |
||||||||||||||||
72,086,064 |
7.2161% (Please see Rio Tinto plc footnote below) |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
||
Proxy Voting: |
||
10. Name of the proxy holder: |
||
11. Number of voting rights proxy holder will cease to hold: |
||
12. Date on which proxy holder will cease to hold voting rights: |
||
13. Additional information: |
||
14. Contact name: |
Matthew Whyte |
|
15. Contact telephone number: |
020 7781 1629 |
Rio Tinto plc Footnote in relation to the Rio Tinto plc rights issue:
The percentage voting rights figure of 7.2161% disclosed at section 8 of this announcement was calculated using the total number of voting rights as at 15 June 2009, being the date of the most recent disclosure made by Rio Tinto plc (998,972,340 ordinary shares).
However, following completion of the Rio Tinto plc rights issue announced on 5 June 2009, the total number of voting rights in Rio Tinto plc is 1,523,432,818. Therefore, the percentage voting rights disclosed at section 8 should be 4.732%.
Related Shares:
Rio Tinto