15th Mar 2013 11:27
| TR-1: Notifications of Major Interests in Shares | |||||||
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | St James’s Place PLC | ||||||
| 2. Reason for notification (yes/no) | |||||||
| An acquisition or disposal of voting rights | Yes | ||||||
| An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | No | ||||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | No | ||||||
| An event changing the breakdown of voting rights | No | ||||||
| Other (please specify):___________________________ | No | ||||||
| 3. Full name of person(s) subject to notification obligation: | Ameriprise Financial, Inc. and its group | ||||||
| 4. Full name of shareholder(s) (if different from 3): | See additional information under 13. | ||||||
| 5. Date of transaction and date on which the threshold is crossed or reached: | 12 March 2013 | ||||||
| 6. Date on which issuer notified: | 14 March 2013 | ||||||
| 7. Threshold(s) that is/are crossed or reached: | Above the threshold of 5% | ||||||
| 8: Notified Details | |||||||||||||||
| A: Voting rights attached to shares | |||||||||||||||
| Class/type of shares If possible use ISIN code | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||||||||||
| Number of shares | Number of voting rights | Number of shares | Number of voting rights | Percentage of voting rights | |||||||||||
| Direct | Direct | Indirect | Direct | Indirect | |||||||||||
| GB0007669376 N/A N/A 334,267 334,267 27,471,822 0.066% 5.405% | |||||||||||||||
| B: Qualifying Financial Instruments | ||||
| Resulting situation after the triggering transaction | ||||
| Type of financial instrument | Expiration date | Exercise/ conversion period | No. of voting rights that may be acquired if the instrument is exercised/converted. | Percentage of voting rights |
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||
| Resulting situation after the triggering transaction | ||||||
| Type of financial instrument | Exercise Price | Expiration date | Exercise / conversion period | No. of voting rights instrument refers to | Percentage of voting rights | |
| Nominal | Delta | |||||
| Total (A+B+C) | |||
| Number of voting rights | Percentage of voting rights | ||
| 27,806,089 | 5.471% | ||
| 9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: |
| Ameriprise Financial, Inc., which through intermediate holding companies controls the voting rights of Columbia Management Investment Advisers, Columbia Wanger Asset Management, Threadneedle Management Luxembourg S.A. and Threadneedle Asset Management Holdings Ltd, which itself controls the voting rights of Threadneedle Asset Management Ltd, Threadneedle International Ltd and Threadneedle Pensions Ltd. |
| Proxy Voting: | |||
| 10. Name of proxy holder: | N/A | ||
| 11. Number of voting rights proxy holder will cease to hold: | N/A | ||
| 12. Date on which proxy holder will cease to hold voting rights: | N/A | ||
| 13. Additional information: | Registered Owner
Littledown Nominees Ltd A/c ZLA08 17,580
Littledown Nominees Ltd A/c 39364 4,010,585
The Bank Of New York ( Nominees ) Limited A/c 52401 81 77,813
Royal Trust Corp of Canada A/c 719306 189,468
HSBC Global Custody Nominees (UK) Ltd A/c 5000212310 573,494
The Bank Of New York ( Nominees ) Limited A/c PTG 10972 250,752
The Bank Of New York ( Nominees ) Limited A/c PTG 468 167,573
HSBC Global Custody Nominees (UK) Ltd A/c 2456820 80,264
Chase Nominees Ltd A/c 75102 150,000
The Bank Of New York ( Nominees ) Limited A/c PTG 14556 47,547
Littledown Nominees Ltd A/c 76588 368,317
Harewood Nominees Ltd A/c 1040411926G 2,369,372
Vidacos Nominees Ltd A/c 6012918307 1,450,188
HSBC Global Custody Nominee (UK) Limited A/c 847452 446,998
HSBC Global Custody Nominee (UK) Limited A/c 740190
174,481
HSBC Global Custody Nominee (UK) Limited A/c 739874 502,039
HSBC Global Custody Nominee (UK) Limited A/c 740311 85,008
The Bank Of New York ( Nominees ) Limited A/c PTG 15303 / 09997799 60,065
The Bank Of New York (Nominees) Limited A/c PTG 15309 / 099977991 52,093
Nortrust Nominees LTD A/c ZPS11 208,577
HSBC Global Custody Nominee (UK) Limited A/c 811056 53,685
Chase Nominees Ltd A/c 44729 170,466
Nortrust Nominees LTD A/c BBH05 159,505
Littledown Nominees Ltd A/c 81587 141,870
William & Glyns (Isle of Man) Nominees Ltd A/c 301780 67,739
Littledown Nominees Ltd A/c ZLA01 170,000
Littledown Nominees Ltd A/c ZLA03 4,746,395
Littledown Nominees Ltd A/c ZLA05 257,000
Littledown Nominees Ltd A/c ZLA07 2,598,515
The Bank Of New York ( Nominees ) Limited A/c 52266 414,580
The Bank Of New York ( Nominees ) Limited A/c 52286 237,334
Littledown Nominees Ltd A/c 07198 212,505
Littledown Nominees Ltd A/c 27642 40,962
Littledown Nominees Ltd A/c 07197 80,800
Littledown Nominees Ltd A/c 10478 6,191
Littledown Nominees Ltd A/c ZLA09 10,391
Littledown Nominees Ltd A/c 10479 4,804
Littledown Nominees Ltd A/c ZLA12 280,974
Littledown Nominees Ltd A/c ZLA14 74,743
Littledown Nominees Ltd A/c 34789 135,000
Littledown Nominees Ltd A/c 07207 339,272
Littledown Nominees Ltd A/c 07196 25,924
Littledown Nominees Ltd A/c 07199 5,361
Mellon Nominees (UK) Ltd A/c WWSF0004002 324,956
Littledown Nominees Ltd A/c 18668 446,298
Littledown Nominees Ltd A/c 10491 1,913,243
Littledown Nominees Ltd A/c 10488 1,408,616
Littledown Nominees Ltd A/c 10495 445,000
Littledown Nominees Ltd A/c 10489 509,506
Littledown Nominees Ltd A/c 10490 430,760
Littledown Nominees Ltd A/c 30337 40,000
Littledown Nominees Ltd A/c ZLA15 771,480 | ||
| 14 Contact name: | Stacey Dryburgh, Threadneedle Group / Jayne Meacham, St. James’s Place plc | ||
| 15. Contact telephone name: | 01793 363751 / 01285 878762 |
Threadneedle Asset Management Holdings Limited. Registered in England and Wales: No 3554212
Registered Office: 60 St Mary Axe, London, EC3A 8JQ.
Copyright Business Wire 2013
Related Shares:
St James's Place