5th Sep 2013 10:23
| For filings with the FSA include the annex | |||||||||||
| For filings with issuer exclude the annex | |||||||||||
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES | |||||||||||
| 1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: | World Trust Fund SICAF | ||||||||||
| 2 Reason for the notification (please tick the appropriate box or boxes): | |||||||||||
| An acquisition or disposal of voting rights | yes | ||||||||||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||||||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||||||||
| An event changing the breakdown of voting rights | |||||||||||
| Other (please specify): | |||||||||||
| 3. Full name of person(s) subject to thenotification obligation: | 1607 Capital Partners, LLC | ||||||||||
| 4. Full name of shareholder(s)(if different from 3.): | Northern Trust 3,906,405
Bny Mellon 3,147,340
State Street 1,438,727 | ||||||||||
| 5. Date of the transaction and date onwhich the threshold is crossed orreached: | August 16, 2013 | ||||||||||
| 6. Date on which issuer notified: | September 4, 2013 | ||||||||||
| 7. Threshold(s) that is/are crossed orreached: | 17%, 16% | ||||||||||
| 8. Notified details: | ||||||||||||||||||||||||||||||||
| A: Voting rights attached to shares | ||||||||||||||||||||||||||||||||
| Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||||||||||||||||||
| NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | ||||||||||||||||||||||||||||
| Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||||||||||||||||||
| LU0483266259 | 10,619,105 | 10,619,105 | 8,492,472 | 16.98% | ||||||||||||||||||||||||||||
| B: Qualifying Financial Instruments | ||||||||||||||||||||||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||||||||||||||||||||||
| Type of financialinstrument | Expirationdate | Exercise/ Conversion Period | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||||||||||||||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||||||||||||||||||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||||||||||||||||||||||
| Type of financialinstrument | Exercise price | Expiration date | Exercise/Conversion period | Number of voting rights instrument refers to | % of voting rights | |||||||||||||||||||||||||||
|
| Nominal | Delta | ||||||||||||||||||||||||||||||
| Total (A+B+C) | ||||||||||||||||||||||||||||||||
| Number of voting rights | Percentage of voting rights | |||||||||||||||||||||||||||||||
| Same as A | ||||||||||||||||||||||||||||||||
| 9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: | ||
|
| ||
| Proxy Voting: | ||
| 10. Name of the proxy holder: | ||
| 11. Number of voting rights proxy holder will ceaseto hold: | ||
| 12. Date on which proxy holder will cease to holdvoting rights: | ||
| 13. Additional information: |
| |
| 14. Contact name: | ||
| 15. Contact telephone number: | ||
| Note: Annex should only be submitted to the FSA not the issuer | ||
| Annex: Notification of major interests in sharesxxii | ||
| A: Identity of the persons or legal entity subject to the notification obligation | ||
| Full name (including legal form of legal entities) | 1607 Capital Partners, LLC | |
| Contact address (registered office for legal entities) | 4991 Lake Brook Dr., Suite 125 Glen Allen, VA, USA 23060 | |
| Phone number & email | 804-525-1741
| |
| Other useful information (at least legal representative for legal persons) | ||
| B: Identity of the notifier, if applicable | ||
| Full name | Bryan Huntley | |
| Contact address | Same as above | |
| Phone number & email | Same as above | |
| Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) | Chief Compliance Officer | |
| C: Additional information | ||
| For notes on how to complete form TR-1 please see the FSA website. | ||
Listing Category: Premium – Equity Closed-ended Investment Fund
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