12th May 2021 15:00
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BKKMKR23
Issuer Name
RSA INSURANCE GROUP PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of financial instruments
3. Details of person subject to the notification obligation
Name
JPMorgan Chase & Co.
City of registered office (if applicable)
Country of registered office (if applicable)
US
4. Details of the shareholder
Name | City of registered office | Country of registered office |
J.P. Morgan Securities LLC | ||
J.P. Morgan Securities Plc |
5. Date on which the threshold was crossed or reached
07-May-2021
6. Date on which Issuer notified
11-May-2021
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
Resulting situation on the date on which threshold was crossed or reached | 5.160535 | 3.072989 | 8.233524 | 85412399 |
Position of previous notification (if applicable) | 5.162881 | 2.963951 | 8.126832 |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
GB00BKKMKR23 | 53537903 | 5.160535 | ||
Sub Total 8.A | 53537903 | 5.160535% | ||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
Right to Recall | N/A | N/A | 3030014 | 0.292123 |
American Depository Receipt | N/A | N/A | 178415 | 0.017201 |
Sub Total 8.B1 | 3208429 | 0.309324% | ||
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
Cash-settled Equity Swap | 28/05/2021 | 28/05/2021 | Cash | 782747 | 0.075464 |
Cash-settled Equity Swap | 03/06/2021 | 03/06/2021 | Cash | 1433000 | 0.138155 |
Cash-settled Equity Swap | 10/06/2021 | 10/06/2021 | Cash | 3092031 | 0.298103 |
Cash-settled Equity Swap | 23/06/2021 | 23/06/2021 | Cash | 4286165 | 0.413229 |
Cash-settled Equity Swap | 02/07/2021 | 02/07/2021 | Cash | 1109000 | 0.106918 |
Cash-settled Equity Swap | 29/07/2021 | 29/07/2021 | Cash | 2110013 | 0.203426 |
Cash-settled Equity Swap | 30/07/2021 | 30/07/2021 | Cash | 2022000 | 0.194941 |
Cash-settled Equity Swap | 02/08/2021 | 02/08/2021 | Cash | 4983383 | 0.480448 |
Cash-settled Equity Swap | 06/08/2021 | 06/08/2021 | Cash | 1806000 | 0.174116 |
Cash-settled Equity Swap | 25/08/2021 | 25/08/2021 | Cash | 6470590 | 0.623830 |
Cash-settled Equity Swap | 15/12/2021 | 15/12/2021 | Cash | 29531 | 0.002839 |
Cash-settled Equity Swap | 05/01/2022 | 05/01/2022 | Cash | 331869 | 0.031992 |
Cash-settled Equity Swap | 02/03/2022 | 02/03/2022 | Cash | 131518 | 0.012677 |
Cash-settled Equity Swap | 06/04/2022 | 06/04/2022 | Cash | 31200 | 0.002996 |
Cash-settled Equity Swap | 07/05/2022 | 07/05/2022 | Cash | 44853 | 0.004324 |
Cash-settled Equity Swap | 08/02/2023 | 08/02/2023 | Cash | 2152 | 0.000206 |
Cash-settled Equity Swap | 24/12/2025 | 24/12/2025 | Cash | 15 | 0.000001 |
Sub Total 8.B2 | 28666067 | 2.763665% | |||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
JPMorgan Chase & Co. | J.P. Morgan Securities plc | 5.150104 | 3.072989 | 8.223093 |
JPMorgan Chase & Co. | J.P. Morgan Securities LLC | 0.000000 |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Chain of controlled undertakings:JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)J.P. Morgan International Finance Limited (100%)J.P. Morgan Capital Holdings Limited (100%)J.P. Morgan Securities plc (100%)JPMorgan Chase & Co. (100%)JPMorgan Chase Holdings LLC (100%)J.P. Morgan Broker-Dealer Holdings Inc. (100%)J.P. Morgan Securities LLC (100%)
12. Date of Completion
11-May-2021
13. Place Of Completion
London, United Kingdom
Related Shares:
RSA.L