23rd Jun 2017 09:54
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | WM Morrison Supermarkets plc | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | X | |||
An event changing the breakdown of voting rights | ||||
Other (please specify): | ||||
3. Full name of person(s) subject to thenotification obligation: iii | Morgan Stanley (Institutional Securities Group and Global Wealth Management) | |||
4. Full name of shareholder(s) (if different from 3.):iv | ||||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 20.06.2017 | |||
6. Date on which issuer notified: | 22.06.2017 | |||
7. Threshold(s) that is/are crossed orreached: vi, vii | 5%* | |||
8. Notified details: | |||||||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||
GB0006043169 | 0 | 0 | 0 | 0 | 0.00% | ||||||||||
B: Qualifying Financial Instruments | |||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | |||||||||||
Depositary Receipt | N/A | N/A | 20,795 | 0.001% | |||||||||||
Right of recall over securities lending agreements | N/A | N/A | 34,353,784 | 1.47% | |||||||||||
| |||||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
| ||||||||||
Nominal | Delta | ||||||||||||||
Equity Swap | N/A | 31.07.2017 | N/A | 11,439,021 | N/A | 0.49% | |||||||||
Equity Swap | N/A | 07.08.2017 | N/A | 8,100,000 | N/A | 0.35% | |||||||||
Equity Swap | N/A | 15.01.2018 | N/A | 16,908,935 | N/A | 0.72% | |||||||||
Equity Swap | N/A | 22.01.2018 | N/A | 7,903,000 | N/A | 0.34% | |||||||||
Equity Swap | N/A | 12.02.2018 | N/A | 4,799,281 | N/A | 0.21% | |||||||||
Equity Swap | N/A | 09.03.2018 | N/A | 175,221 | N/A | 0.01% | |||||||||
Equity Swap | N/A | 20.04.2018 | N/A | 594,000 | N/A | 0.03% | |||||||||
Equity Swap | N/A | 03.04.2019 | N/A | 4,043,175 | N/A | 0.17% | |||||||||
Equity Swap | N/A | 12.04.2019 | N/A | 100,000 | N/A | 0.004% | |||||||||
Equity Swap | N/A | 18.11.2019 | N/A | 214,459 | N/A | 0.01% | |||||||||
Equity Swap | N/A | 16.06.2020 | N/A | 3,105,000 | N/A | 0.13% | |||||||||
Equity Swap | N/A | 05.10.2021 | N/A | 538,270 | N/A | 0.02% | |||||||||
Equity Swap | N/A | 21.12.2021 | N/A | 25,408,663 | N/A | 1.09% | |||||||||
Equity Swap | N/A | 16.05.2022 | N/A | 5,342,524 | N/A | 0.23% | |||||||||
Compound Option (Cash Settled) | N/A | 05.09.2017 | N/A | 10,580 | N/A | 0.0005% | |||||||||
Compound Option (Cash Settled) | N/A | 09.11.2017 | N/A | 23,399 | N/A | 0.001% | |||||||||
Compound Option (Cash Settled) | N/A | 28.09.2017 | N/A | 43,548 | N/A | 0.002% | |||||||||
Total (A+B+C) | |
Number of voting rights | Percentage of voting rights |
123,123,655 | 5.27% |
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
Morgan Stanley Capital Services LLC, c/o The Corporation Trust Company (DE), Corporation Trust Center, 1209 Orange Street, Wilmington, Delaware, 19801, USA. is a direct holder of 71,296,004 voting rights (3.05%) and is a subsidiary of Morgan Stanley Domestic Holdings, Inc.
Morgan Stanley Domestic Holdings, Inc., c/o The Corporation Trust Company (DE), Corporation Trust Center, 1209 Orange Street, Wilmington, Delaware, 19801, USA. is an indirect holder of 123,046,128 voting rights (5.27%) and is a subsidiary of Morgan Stanley Capital Management, LLC
Morgan Stanley Capital Management, LLC, c/o The Corporation Trust Company (DE), Corporation Trust Center, 1209 Orange Street, Wilmington, Delaware, 19801, USA. is an indirect holder of 123,046,128 voting rights (5.27%) and is a subsidiary of Morgan Stanley | ||
Proxy Voting: | ||
10. Name of the proxy holder:
| N/A | |
11. Number of voting rights proxy holder will cease to hold: | N/A | |
12. Date on which proxy holder will cease to hold voting rights: | N/A | |
13. Additional information: | Morgan Stanley's total holding in WM Morrison Supermarkets plc remains above the 5.00% threshold previously disclosed however, this notification is being made on the basis that Morgan Stanley Capital Services LLC, a wholly owned subsidiary of Morgan Stanley, has crossed a relevant threshold in its own right. | |
14. Contact name: | Craig Horsley | |
15. Contact telephone number: | +44 141 245-7736 | |
Related Shares:
MRW.L