8th Oct 2014 10:15
NOTIFICATION OF MAJOR INTEREST IN SHARES | ||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: | Pearson plc | |||
2. Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | X | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached.
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
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An event changing the breakdown of voting rights | ||||
Other (please specify):
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3. Full name of person(s) subject to thenotification obligation: | Harbor International Fund (a series of Harbor Funds, a Delaware Statutory Trust) | |||
4. Full name of shareholder(s) (if different from 3.): | ||||
5. Date of the transaction and date onwhich the threshold is crossed orreached:
| Trade date: 7 October 2014 Settlement date: 9 October 2014 | |||
6. Date on which issuer notified: | 7 October 2014 | |||
7. Threshold(s) that is/are crossed orreached:
| Below 3% of the total voting rights of the issuer | |||
8. Notified details:
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A: Voting rights attached to shares | |||||||||||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||||||||||||||||||||
NumberofShares | NumberofVotingRights |
Numberof shares | Number of votingrights | % of voting rights | |||||||||||||||||||||
Direct | Indirect | Direct | Indirect | ||||||||||||||||||||||
Ordinary shares GB0006776081 | 25,012,155 | 25,012,155 | 24,480,701 | 24,480,701 | N/A | 2.986% | N/A | ||||||||||||||||||
B: Qualifying Financial Instruments | |||||||||||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||||||||||
Type of financialinstrument |
Expirationdate |
Exercise/Conversion Period | Number of votingrights that may beacquired if theinstrument isexercised/ converted. |
% of votingrights | |||||||||||||||||||||
N/A | N/A | N/A | N/A | N/A | |||||||||||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | |||||||||||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||||||||||
Type of financialinstrument
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Exercise price |
Expiration date |
Exercise/Conversion period |
Number of voting rights instrument refers to
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% of voting rights
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N/A | N/A | N/A | N/A | N/A | Nominal | Delta | |||||||||||||||||||
N/A | N/A | ||||||||||||||||||||||||
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Total (A+B+C) | |||||||||||||||||||||||||
Number of voting rights | Percentage of voting rights | ||||||||||||||||||||||||
24,480,701 | 2.986% | ||||||||||||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: | |||||||||||||||||||||||||
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Proxy Voting: | |||||||||||||||||||||||||
10. Name of the proxy holder: | N/A | ||||||||||||||||||||||||
11. Number of voting rights proxy holder will ceaseto hold: | N/A | ||||||||||||||||||||||||
12. Date on which proxy holder will cease to holdvoting rights: | N/A | ||||||||||||||||||||||||
13. Additional information: | Completed in Chicago, Illinois, USA on 7 October 2014 |
14. Contact name: | Charles F. McCain, Esq. Chief Compliance Officer |
15. Contact telephone number: | 1-312-443-4420 |
Natalie Dale
Assistant Company Secretary
Pearson plc
8 October 2014
Related Shares:
Pearson