7th Oct 2011 10:58
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are Electra Private Equity plc attached:ii
2 Reason for the notification (please tick the appropriate box or boxes): An acquisition or disposal of voting rights
An acquisition or disposal of qualifying financial instruments which may result
in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments An event changing the breakdown of voting rights
Other (please Change of custodian X specify):
3. Full name of person(s) subject to the Prudential plc group of
companies notification obligation:iii 4. Full name of shareholder(s) See attached schedule (if different from 3.):iv
5. Date of the transaction and date on which the threshold is crossed or 03 October 2011
reached: v
6. Date on which issuer notified: 06 October 2011 7. Threshold(s) that is/are crossed or See item 13
reached: vi, vii 8. Notified details:
A: Voting rights attached to shares viii, ix Class/type of Situation previous Resulting situation after the triggering transaction shares to the triggering transaction if possible Number Number Number Number of voting % of voting rights x using of of of shares rights the ISIN CODE Shares Voting Rights Direct Direct xi Indirect Direct Indirect xii GB0003085445 2,544,720 2,544,720 2,544,720 2,542,895 1,825 7.20% 0.01%
B: Qualifying Financial Instruments Resulting situation after the triggering transaction Type of financial Expiration Exercise/ Number of voting % of voting instrument date xiii Conversion Period xiv rights that may be rights acquired if the instrument is exercised/ converted. C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial Exercise Expiration Exercise/ Number of voting rights % of voting rights instrument price date xvii Conversion instrument refers to xix, xx period xviii 5% Convertible Bond Nominal Delta N/A N/A N/A GB00B5B0NW64 164,873 0.46% Total (A+B+C) Number of voting rights Percentage of voting rights 2,709,593 7.66%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi Prudential plc (parent Company) M&G Group Limited (wholly owned subsidiary of Prudential plc) M&G Limited (wholly owned subsidiary of M&G Group Limited) M&G Investment Management Limited (wholly owned subsidiary of M&G Limited) The Prudential Assurance Company Limited (wholly owned subsidiary of Prudential plc) Proxy Voting: 10. Name of the proxy holder: N/A
11. Number of voting rights proxy holder will cease N/A
to hold:
12. Date on which proxy holder will cease to hold N/A
voting rights: Following a change of custodian for a large 13. Additional information: number of funds managed by M&G, the registration details have changed and are now as detailed on the attached report. No other material changes have taken place Eleanor Cranmer 14. Contact name: Frostrow Capital LLP
15. Contact telephone number: 020 3008 4613
Notifiable Position Report for
ELECTRA PRIVATE EQUITY PLCas at 4 October 2011
Percentage holdings are calculated using 35,340,391 Total Voting Rights
Registered Holding Voting % Holder Rights Voting Rights Prudential 2,709,593 7.66 Total plc Notifiable Interest ORD GBP0.25 0308544 2,544,720 2,544,720 7.20 Holding PRUCLT HSBC Type : GIS NOM(UK) PAC AC 2,496,158 2,496,158 Direct PRUCLT HSBC GIS NOM(UK) PPL AC 34,385 34,385 STATE STREET NOMS LTD A/C GMB7 STATE STREET 3,088 3,088 NOMS LTD A/C GMIF Sub Total : 9,264 9,264 2,542,895 2,542,895 Holding PRUDENTIAL Type : HOLBORN PENSIONS LD Indirect 1,825 1,825 Sub Total : 1,825 1,825 5% SUB CNV B5B0NW6 12,472,000 164,873 0.46 29/12/17 GBP1000 Holding PRUCLT HSBC Type : GIS NOM(UK) PAC AC 12,101,000 159,969 Direct STATE STREET NOMS LTD A/C MGRU 371,000 4,904 Sub Total : 12,472,000 164,873
Notifiable Position Report for
ELECTRA PRIVATE EQUITY PLCas at 4 October 2011
Percentage holdings are calculated using 35,340,391 Total Voting Rights
Registered Holder Holding Voting Rights % Voting Rights M&G Group Limited 2,707,768 7.66 ORD GBP0.25 0308544 2,542,895 2,542,895 7.19 PRUCLT HSBC GIS NOM(UK) PAC AC PRUCLT HSBC GIS NOM(UK) PPL AC 2,496,158 2,496,158 STATE STREET NOMS LTD A/C GMB7 STATE STREET NOMS LTD A/C GMIF 34,385 34,385 3,088 3,088 9,264 9,264 5% SUB CNV 29/12/ B5B0NW6 12,472,000 164,873 0.46 17 GBP1000 PRUCLT HSBC GIS NOM(UK) PAC AC STATE STREET NOMS LTD A/C MGRU 12,101,000 159,969 371,000 4,904
Notifiable Position Report for
ELECTRA PRIVATE EQUITY PLCas at 4 October 2011
Percentage holdings are calculated using 35,340,391 Total Voting Rights
Registered Holder Holding Voting Rights % Voting Rights M&G Investment 2,698,504 7.63 Management Limited ORD GBP0.25 0308544 2,533,631 2,533,631 7.16 PRUCLT HSBC GIS NOM(UK) PAC AC 2,496,158 2,496,158 PRUCLT HSBC GIS NOM(UK) PPL AC STATE STREET NOMS LTD A/C 34,385 34,385 GMB7 3,088 3,088 5% SUB CNV 29/12/17 B5B0NW6 12,472,000 164,873 0.46 GBP1000 PRUCLT HSBC GIS NOM(UK) PAC AC 12,101,000 159,969 STATE STREET NOMS LTD A/C MGRU 371,000 4,904
Notifiable Position Report for
ELECTRA PRIVATE EQUITY PLCas at 4 October 2011
Percentage holdings are calculated using 35,340,391 Total Voting Rights
Registered Holder Holding Voting Rights % Voting Rights M&G Limited 2,707,768 7.66 ORD GBP0.25 0308544 2,542,895 2,542,895 7.19 PRUCLT HSBC GIS NOM(UK) PAC AC 2,496,158 2,496,158 PRUCLT HSBC GIS NOM(UK) PPL AC STATE STREET NOMS LTD A/C 34,385 34,385 GMB7 STATE STREET NOMS LTD A/C GMIF 3,088 3,088 9,264 9,264 5% SUB CNV 29/12/17 B5B0NW6 12,472,000 164,873 0.46 GBP1000 PRUCLT HSBC GIS NOM(UK) PAC AC 12,101,000 159,969 STATE STREET NOMS LTD A/C GMB7 371,000 4,904 The Prudential 2,690,512 7.61 Assurance Company Limited ORD GBP0.25 0308544 2,530,543 2,530,543 7.16 PRUCLT HSBC GIS NOM(UK) PAC AC 2,496,158 2,496,158 PRUCLT HSBC GIS NOM(UK) PPL AC 34,385 34,385 5% SUB CNV 29/12/17 B5B0NW6 12,101,000 159,969 0.45 GBP1000 PRUCLT HSBC GIS NOM(UK) PAC AC 12,101,000 159,969
XLONRelated Shares:
ELTA.L