27th Jun 2013 15:22
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii | Tertiary Minerals Plc
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2 Reason for the notification (please tick the appropriate box or boxes): | ||
An acquisition or disposal of voting rights | x | |
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||
An event changing the breakdown of voting rights | ||
Other (please specify): |
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3. Full name of person(s) subject to the notification obligation: iii | YA Global Master SPV, Ltd |
4. Full name of shareholder(s) (if different from 3.): iv | N/A |
5. Date of the transaction and date on which the threshold is crossed or reached: v | 19 June 2013 |
6. Date on which issuer notified: | 26 June 2012 |
7. Threshold(s) that is/are crossed or reached: vi, vii | 10% |
8. Notified details: | |||||||
A: Voting rights attached to shares viii, ix | |||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||
Ordinary Shares GB0008854563 | 16,740,910 | 16,740,910 | 15,885,910 | 15,885,910 | 9.8% |
B: Qualifying Financial Instruments | ||||
Resulting situation after the triggering transaction | ||||
Type of financialinstrument | Expirationdate xiii | Exercise/ConversionPeriod xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted.
| % of votingrights |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financialinstrument | Exerciseprice | Expirationdate xvii | Exercise/Conversionperiod xviii | Number of votingrights instrumentrefers to | % of voting rights xix, xx
| |
Nominal | Delta
| |||||
Total (A+B+C) | |
Number of voting rights | Percentage of voting rights |
15,885,910 | 9.8% |
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi |
Directly owned by YA Global Master SPV, Ltd pursuant to the placement of shares of commons stock by the company on June 1, 2013. |
Proxy Voting: | |
10. Name of the proxy holder: | |
11. Number of voting rights proxy holder will cease to hold: | |
12. Date on which proxy holder will cease to hold voting rights: |
13. Additional information: | |
14. Contact name: | Steven Goldstein |
15. Contact telephone number: | 201-985-8300 |
Related Shares:
Tertiary Minerals