1st Aug 2008 16:00
TR-1: NOTIFICATION OF MAJOR INTERESTS IN SHARES
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ICAP PLC
2. Reason for the notification (please place an X inside the appropriate bracket/s):
An acquisition or disposal of voting rights: (X)
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached: ( )
An event changing the breakdown of voting rights: ( )
Other (please specify) : (….)
3. Full name of person(s) subject to the notification obligation:
AXA S.A., 25 Avenue Matignon, 75008 Paris and its group of companies
4. Full name of shareholder(s) (if different from 3.) :
5. Date of the transaction (and date on which the threshold is crossed or reached if different):
30/07/2008
6. Date on which issuer notified:
01/08/2008
7. Threshold(s) that is/are crossed or reached:
5%
8. Notified details:
Indirect
A: Voting rights attached to shares
|
Class/type of shares if possible using the ISIN CODE |
Situation previous to the Triggering transaction |
|
|
|
Number of shares |
Number of voting Rights |
|
40,887,099 |
40,887,099 |
|
Resulting situation after the triggering transaction
|
Class/type of shares if possible using the ISIN CODE |
Number of shares |
Number of voting rights |
% of voting rights |
||
|
|
Direct |
Direct |
Indirect |
Direct |
Indirect |
|
ORDINARY ISIN GB0033872168 |
6,038,905 |
6,038,905 |
32,088,612 |
0.93% |
4.95% |
B: Financial Instruments
Resulting situation after the triggering transaction
|
Type of financial instrument |
Expiration Date |
Exercise/Conversion Period/ Date |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
Total (A+B)
|
Number of voting rights |
% of voting rights |
|
38,127,517 |
5.88% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable :
NAME OF THE COMPANY/ FUND NUMBER OF SHARES % OF ISSUED SHARE CAPITAL
AXA SUN LIFE PLC 125,000 0.01927
(formerly Axa Equity & Law Life Assurance Society plc)
DIRECT
AXA UK INVESTMENT CO ICVC 75,000 0.01156
ETHICAL FUND
INDIRECT
PPP HEALTHCARE GROUP PLC 15,000 0.00231
DIRECT
SUN LIFE ASSURANCE 70,000 0.01079
SOCIETY PLC
DIRECT
AXA INSURANCE UK 45,000 0.00694
DIRECT
AXA FINANCIAL, INC 3,953,591 0.60951
INDIRECT
AXA FRANCE 1,545,001 0.23819
INDIRECT
AXA FINANCIAL, INC 25,937,605 3.99873
INDIRECT
SUN LIFE PENSIONS 117,387 0.01810
MANAGEMENT LTD
DIRECT
SUN LIFE PENSIONS 7,400 0.00114
MANAGEMENT LTD
DIRECT
SUN LIFE UNIT ASSURANCE 163,730 0.02524
LTD ABL HIGH ALPHA
DIRECT
SUN LIFE UNIT ASSURANCE 73,417 0.01132
LTD FTSE ALL SHARE TRACKER
DIRECT
SUN LIFE PENSIONS 880,966 0.13582
MANAGEMENT ABL HIGH ALPHA
DIRECT
SUN LIFE PENSIONS 413,756 0.06379
MANAGEMENT FTSE ALL SHARE TRACKER
DIRECT
AXA FRAMLINGTON 462,415 0.07129
INDIRECT
FRAMLINGTON ONSHORE 115,000 0.01773
PRIVATE CLIENTS
INDIRECT
AXA WINTERHUR 3,623,961 0.55870
DIRECT
AXA SUN LIFE WITH PROFITS 320,114 0.04935
PASSIVE
DIRECT
AXA SUN LIFE WITH PROFITS 183,174 0.02824
PASSIVE
DIRECT
TOTAL DIRECT 6,038,905 0.93100
TOTAL INDIRECT 32,088,612 4.94702
TOTAL 38,127,517 5.87802
Proxy Voting:
10. Name of the proxy holder:
N/A
11. Number of voting rights proxy holder will cease to hold:
N/A
12. Date on which proxy holder will cease to hold voting rights:
N/A
13. Additional information:
14. Contact name:
DEBORAH ABREHART
GROUP COMPANY SECRETARY
ICAP PLC
15. Contact telephone number:
020 7000 5000
Related Shares:
IAP.L