5th Oct 2011 16:00
For filings with the FSA include the annex For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are
UBM Plc attached:ii
2 Reason for the notification (please tick the appropriate box or boxes): An acquisition or disposal of voting rights
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments An event changing the breakdown of voting rights
Other (please specify): Change of Custodian X
3. Full name of person(s) subject to the Prudential plc group
of companiesnotification obligation:iii 4. Full name of shareholder(s) See attached schedule (if different from 3.):iv
5. Date of the transaction and date on which the threshold is crossed or 03 October
2011 reached: v
6. Date on which issuer notified: 04 October
2011
7. Threshold(s) that is/are crossed or See item
13 reached: vi, vii 8. Notified details:
A: Voting rights attached to shares viii, ix Class/type Situation previous Resulting situation after the triggering transaction of to the triggering shares transaction if possible Number Number Number Number of voting % of voting rights using of of of shares rights x the ISIN Shares Voting CODE Rights Direct Direct xi Indirect xii Direct Indirect JE00B2R84W06 8,965,583 8,965,583 8,965,583 8,965,583 3.66%
B: Qualifying Financial Instruments Resulting situation after the triggering transaction
Type of Expiration Exercise/ Number of voting % of voting financial date xiii Conversion Period xiv rights that may be rights instrument acquired if the instrument is exercised/ converted. C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction Type of Exercise price Expiration Exercise/ Number of voting rights % of voting financial date xvii Conversion instrument refers to rights xix, xx instrument period xviii Nominal Delta Total (A+B+C) Number of voting rights Percentage of voting rights 8,965,583 3.66%
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi
Prudential plc (parent Company) M&G Group Limited (wholly owned subsidiary of Prudential plc) M&G Limited (wholly owned subsidiary of M&G Group Limited) M&G Investment Management Limited (wholly owned subsidiary of M&G Limited)
Proxy Voting: 10. Name of the proxy holder: N/A
11. Number of voting rights proxy holder will cease N/A
to hold:
12. Date on which proxy holder will cease to hold N/A
voting rights: 13. Additional information: Following a change of custodian for a large number of funds managed by M&G, the registration details have changed and are now as detailed on the attached report. No other material changes have taken place. Ryan Dowling / Mark Thomas 14. Contact name: M&G Investment Management Limited
15. Contact telephone number: 020 7548 2979 / 020 7548 3266
Notifiable Position Report for UBM plc
Prudential plc
Total Notifiable Interest: 8,965,583 - 3.66%
Holding Type: Direct PRUCLT HSBC GIS NOM(UK) PAC AC 2,034,255PRUCLT HSBC GIS NOM(UK) PPL AC 514,420STATE STREET NOMS LTD A/C GMB6 546,080STATE STREET NOMS LTD A/C GMB7 6,254STATE STREET NOMS LTD A/C GMB8 22,612STATE STREET NOMS LTD A/C GMGP 285,000STATE STREET NOMS LTD A/C GMGS 1,750,000STATE STREET NOMS LTD A/C GMIA 208,600STATE STREET NOMS LTD A/C GMIB 1,319,744STATE STREET NOMS LTD A/C GMID 400,000STATE STREET NOMS LTD A/C GMIF 55,763STATE STREET NOMS LTD A/C GMIJ 98,150STATE STREET NOMS LTD A/C GMIM 224,705STATE STREET NOMS LTD A/C GMIN 1,500,000 M&G Group Limited
Total Notifiable Interest: 8,965,583 - 3.66%
PRUCLT HSBC GIS NOM(UK) PAC AC 2,034,255PRUCLT HSBC GIS NOM(UK) PPL AC 514,420STATE STREET NOMS LTD A/C GMB6 546,080STATE STREET NOMS LTD A/C GMB7 6,254STATE STREET NOMS LTD A/C GMB8 22,612STATE STREET NOMS LTD A/C GMGP 285,000STATE STREET NOMS LTD A/C GMGS 1,750,000STATE STREET NOMS LTD A/C GMIA 208,600STATE STREET NOMS LTD A/C GMIB 1,319,744STATE STREET NOMS LTD A/C GMID 400,000STATE STREET NOMS LTD A/C GMIF 55,763STATE STREET NOMS LTD A/C GMIJ 98,150STATE STREET NOMS LTD A/C GMIM 224,705STATE STREET NOMS LTD A/C GMIN 1,500,000
M&G Investment Management Limited
Total Notifiable Interest: 8,603,070 - 3.51%
PRUCLT HSBC GIS NOM(UK) PAC AC 2,034,255PRUCLT HSBC GIS NOM(UK) PPL AC 514,420STATE STREET NOMS LTD A/C GMB6 546,080STATE STREET NOMS LTD A/C GMB7 6,254STATE STREET NOMS LTD A/C GMB8 22,612STATE STREET NOMS LTD A/C GMGP 285,000STATE STREET NOMS LTD A/C GMGS 1,750,000STATE STREET NOMS LTD A/C GMIB 1,319,744STATE STREET NOMS LTD A/C GMID 400,000STATE STREET NOMS LTD A/C GMIM 224,705STATE STREET NOMS LTD A/C GMIN 1,500,000 Notes
i. This form is to be sent to the issuer or underlying issuer and to be filed with the competent authority.
ii. Either the full name of the legal entity or another method for identifying the issuer or underlying issuer, provided it is reliable and accurate.
iii. This should be the full name of (a) the shareholder; (b) theperson acquiring, disposing of or exercising voting rights in the casesprovided for in DTR5.2.1 (b) to (h); (c) all the parties to the agreementreferred to in DTR5.2.1 (a), or (d) the direct or indirect holder of financialinstruments entitled to acquire shares already issued to which voting rightsare attached, as appropriate.
In relation to the transactions referred to in points DTR5.2.1 (b) to (h), the following list is provided as indication of the persons who should be mentioned:
- in the circumstances foreseen in DTR5.2.1 (b), the person that
acquires the voting rights and is entitled to exercise them under the agreement and the natural person or legal entity who is transferring temporarily for consideration the voting rights;
- in the circumstances foreseen in DTR 5.2.1 (c), the person
holding
the collateral, provided the person or entity controls the voting rights anddeclares its intention of exercising them, and person lodging the collateralunder these conditions;- in the circumstances foreseen in DTR5.2.1(d), the person who
has a life interest in shares if that person is entitled to exercise the voting rights attached to the shares and the person who is disposing of the voting rights when the life interest is created;
- in the circumstances foreseen in DTR5.2.1 (e), the parent
undertaking and, provided it has a notification duty at an individual level under DTR 5.1, under DTR5.2.1 (a) to (d) or under a combination of any of those situations, the controlled undertaking;
- in the circumstances foreseen in DTR5.2.1 (f), the deposit taker ofthe shares, if he can exercise the voting rights attached to the sharesdeposited with him at his discretion, and the depositor of the shares allowingthe deposit taker to exercise the voting rights at his discretion;- in the circumstances foreseen in DTR5.2.1 (g), the person that
controls the voting rights;
- in the circumstances foreseen in DTR5.2.1 (h), the proxy holder, ifhe can exercise the voting rights at his discretion, and the shareholder whohas given his proxy to the proxy holder allowing the latter to exercise thevoting rights at his discretion.iv. Applicable in the cases provided for in DTR 5.2.1 (b) to (h). Thisshould be the full name of the shareholder or holder of financial instrumentswho is the counterparty to the natural person or legal entity referred to inDTR5.2.v. The date of the transaction should normally be, in the case of anon exchange transaction, the date on which the matching of orders occurs; inthe case of an off exchange transaction, date of the entering into anagreement. The date on which threshold is crossed should normally be the date on which theacquisition, disposal or possibility to exercise voting rights takes effect(see DTR 5.1.1R (3)). For passive crossings, the date when the corporate eventtook effect. [DEL::DEL]
These dates will usually be the same unless the transaction is subject to a condition beyond the control of the parties.
vi. Please refer to the situation disclosed in the previous notification, In case the situation previous to the triggering transaction was below 3%, please state 'below 3%'.
vii. If the holding has fallen below the minimum threshold , the notifying party should not be obliged to disclose the extent of the holding, only that the new holding is less than 3%.
For the case provided for in DTR5.2.1(a), there should be no disclosure of individual holdings per party to the agreement unless a party individually crosses or reaches an Article 9 threshold. This applies upon entering into, introducing changes to or terminating an agreement.
viii. Direct and indirectix In case of combined holdings of shares with voting rights
attached
'direct holding' and voting rights 'indirect holdings', please split the votingrights number and percentage into the direct and indirect columns-if there isno combined holdings, please leave the relevant box blank.x Voting rights attached to shares in respect of which the
notifying
party is a direct shareholder (DTR 5.1)
xi. Voting rights held by the notifying party as an
indirect shareholder (DTR 5.2.1)
xii If the holding has fallen below the minimum threshold, the notifying party should not be obliged to disclose the extent of the holding, only that the new holding is below 3%.
xiii date of maturity / expiration of the finical instrument i.e. the date when the right to acquire shares ends.
xiv If the financial instrument has such a period-please
specify the period- for example once every three months starting from the [date]
xv. The notification should include the name(s) of the controlledundertakings through which the voting rights are held. The notification shouldalso include the amount of voting rights and the percentage held by eachcontrolled undertaking, insofar as individually the controlled undertakingholds 3% or more, and insofar as the notification by the parent undertaking isintended to cover the notification obligations of the controlled undertaking.xvi. This annex is only to be filed with the competent authority.
xvii. Whenever another person makes the notification on behalf of the shareholder or the natural person/legal entity referred to in DTR5.2 and DTR5.3.
XLONRelated Shares:
UBM