3rd Aug 2009 16:06
TR-1(i): NOTIFICATION OF MAJOR INTERESTS IN SHARES
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached (ii):
De La Rue plc
2. Reason for the notification (please place an X inside the appropriate bracket/s):
An acquisition or disposal of voting rights: ( X )
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached: ( )
An event changing the breakdown of voting rights: ( )
Other (please specify) : ( )
……………..
3. Full name of person(s) subject to the notification obligation (iii):
Baring Asset Management Limited ("BAM")
OppenheimerFunds Inc ("OFI")
4. Full name of shareholder(s) (if different from 3.) (iv):
……………..
5. Date of the transaction (and date on which the threshold is crossed or reached if different) (v):
29 July 2009
6. Date on which issuer notified:
31 July 2009.
7. Threshold(s) that is/are crossed or reached:
4% (increased to 4.258%)
8. Notified details:
……………..
A: Voting rights attached to shares
|
Class/type of shares if possible using the ISIN CODE |
Situation previous to the Triggering transaction (vi) |
|
|
GB00B3DGH821 |
Number of shares |
Number of voting Rights (viii) |
|
Ordinary Shares OFI BAM |
0 3,327,621 |
0 3,327,621 |
Resulting situation after the triggering transaction (vii)
|
Class/type of shares if possible using the ISIN CODE |
Number of shares |
Number of voting rights (ix) |
% of voting rights |
|||
|
GB00B3DGH821 |
Direct |
Indirect |
Direct (x) |
Indirect (xi) |
Direct |
Indirect |
|
Ordinary Shares OFI BAM Total |
279,490 3,905,882 4,185,372 |
279,490 3,905,882 4,185,372 |
.284% 3.974% 4.258% |
|||
B: Financial Instruments
Resulting situation after the triggering transaction (xii)
|
Type of financial instrument |
Expiration Date (xiii) |
Exercise/Conversion Period/ Date (xiv) |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
|
n/a |
Total (A+B)
|
Number of voting rights |
% of voting rights |
|
4,185,372 |
4.258% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable (xv):
Massachusetts Mutual Life Insurance Company is the Parent Company of Baring Asset Management Limited and OppenheimerFunds, Inc.
Proxy Voting:
10. Name of the proxy holder:
……………..
11. Number of voting rights proxy holder will cease to hold:
……………..
12. Date on which proxy holder will cease to hold voting rights:
……………..
13. Additional information:
……………..
14. Contact name:
Jennifer Ryan
Massachusetts Mutual Life Insurance company
15. Contact telephone number:
001-413-744-6618
E Peppiatt
De La Rue plc
01256 605317
3 August 2009
Related Shares:
De La Rue