2nd Sep 2013 12:12
TR-1: notification of major interests in shares
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
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2. Reason for the notification (please tick the appropriate box or boxes) | ||||
An acquisition or disposal of voting rights | ü | |||
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
An event changing the breakdown of voting rights | ||||
Other (please specify):___________________________________________ | ||||
3. Full name of person(s) subject to the notification obligation: | Helium Special Situations Fund | |||
4. Full name of shareholder(s) (if different from 3.):
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5. Date of the transaction (and date on which the threshold is crossed or reached if different): | 30/08/2013 | |||
6. Date on which issuer notified: | 30/08/2013 | |||
7. Threshold(s) that is/are crossed or reached: | 3% | |||
8. Notified details: |
n/a |
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1.
1. 1. 1.
A: Voting rights attached to shares | ||||||||
Class/type of shares if possible using the ISIN CODE | Situation previous to the Triggering transaction | Resulting situation after the triggering transaction | ||||||
Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights | ||||
Direct | Direct | Indirect | Direct | Indirect | ||||
GB0003104196 |
| 5'930'000 | 5'930'000 | - | 3.02% | - | ||
B: Financial Instruments | ||||
Resulting situation after the triggering transaction | ||||
Type of financial instrument | Expiration date | Exercise/ Conversion Period/ Date | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights |
- | - | - | - | - |
Total (A+B) | |
Number of voting rights | % of voting rights |
5'930'000 | 3.02% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
n/a |
Proxy Voting: | |
10. Name of the proxy holder: | n/a |
11. Number of voting rights proxy holder will cease to hold: | n/a |
12. Date on which proxy holder will cease to hold voting rights: | n/a |
13. Additional information: | - |
14. Contact name: | Christian Benz, ISPartners (Co-Advisor to the Helium Sp. Sit. Fund) |
15. Contact telephone number: | +41 43 888 7342 |
Related Shares:
Proteome