5th Jun 2009 17:07
TR-1(i): notification of major interests in shares
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached (ii):
Tullett Prebon plc
2. Reason for the notification (please state Yes/No): ( )
An acquisition or disposal of voting rights (Yes)
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached ( )
An event changing the breakdown of voting rights ( )
Other: ( )
3. Full name of person(s) subject to the notification obligation (iii):
Aviva plc & its subsidiaries
4. Full name of shareholder(s) (if different from 3.) (iv):
BNY Norwich Union Nominees Limited (1,476,995)*
Chase GA Group Nominees Limited (7,916,376)*
Chase Nominees Limited (422,499)*
CUIM Nominee Limited (893,264)*
*denotes direct interest
Chase Nominees Limited (2,870,480)
Vidacos Nominees Limited (1,185,521)
5. Date of the transaction and date on which the threshold is crossed or reached (v): 04 June 2009
6. Date on which issuer notified: 05 June 2009
7. Threshold(s) that is/are crossed or reached (vi)(vii):
5% to 4% Change at Direct Interest Level.
8. Notified details:
A: Voting rights attached to shares (viii)(ix)
Class/type of shares
if possible using the ISIN CODE Situation previous to the Triggering transaction
GB00B1H0DZ51 Number of Shares Number of Voting Rights
16,947,369 16,947,369
Class/type of shares
if possible using the ISIN CODE Resulting situation after the triggering transaction
GB00B1H0DZ51 Number of shares Number of voting rights % of voting rights (x)
Direct Direct (xi) Indirect (xii) Direct Indirect 10,709,134 10,709,134 4,056,001 4.97% 1.89%B: Financial Instruments Resulting situation after the triggering transaction Type of Expiration Exercise/ Number of voting % of votingfinancial date (xiii) Conversion Period/ rights that may be rights instrument Date (xiv) acquired if the instrument is exercised/ converted. N/A Total (A+B) Number of voting rights % of voting rights 14,765,135 6.86%
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable (xxi):
The voting rights are managed and controlled by Aviva Investors Global Services Limited, with the following chain of controlled undertakings:-
Aviva Investors Global Services Limited:
* Aviva plc (Parent Company) * Aviva Group Holdings Limited (wholly owned subsidiary of Aviva plc) * Aviva Investors Holdings Limited (wholly owned subsidiary of Aviva Group Holdings Limited) * Aviva Investors Global Services Limited (wholly owned subsidiary of Aviva Investors Holdings Limited)
Proxy Voting:
10. Name of the proxy holder: See Section 4.
11. Number of voting rights proxy holder will cease to hold: N/A
12. Date on which proxy holder will cease to hold voting rights: N/A
13. Additional information: Figures are based on a total number of
voting rights of 215,313,584
14. Contact name: Diane Thirkettle
15. Contact telephone number: 01603 687803
2
vendorRelated Shares:
TP ICAP