8th Feb 2013 15:12
For filings with the FSA include the annex | |||||
For filings with issuer exclude the annex | |||||
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | OPHIR ENERGY PLC | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | X | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
An event changing the breakdown of voting rights | |||||
Other (please specify): | |||||
3. Full name of person(s) subject to thenotification obligation: iii | OZ Management LP and Och-Ziff Management Europe Ltd. | ||||
4. Full name of shareholder(s) (if different from 3.):iv | The Bank of New York (Nominees) Limited State Street Bank and Trust Company | ||||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 7 February 2013 | ||||
6. Date on which issuer notified: | 8 February 2013 | ||||
7. Threshold(s) that is/are crossed orreached: vi, vii | 5% | ||||
8. Notified details: | |||||||||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||||||||||||
Direct | Indirect | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
Common stock GB00B24CT194 | 31,641,274 | 31,641,274 | Less than 5% | Less than 5% | |||||||||||||
B: Qualifying Financial Instruments | |||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | |||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
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Swap in GB00B24CT194 | Less than 5% | Nominal | Delta | ||||||||||||||
Less than 5% | |||||||||||||||||
Total (A+B+C) | |||||||||||||||||
Number of voting rights | Percentage of voting rights | ||||||||||||||||
Less than 5% | Less than 5% | ||||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
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Proxy Voting: | ||
10. Name of the proxy holder: | ||
11. Number of voting rights proxy holder will ceaseto hold: | ||
12. Date on which proxy holder will cease to holdvoting rights: | ||
13. Additional information: | OZ Management LP and OZ Management II LP act as investment manager for certain investment funds and those funds beneficially own the instruments that are the subject of this notification. Och-Ziff Management Europe Limited is a subsidiary undertaking of OZ Management LP and acts as a sub-advisor to OZ Management LP and OZ Management II LP. The investment funds in respect of which OZ Management II LP acts as investment manager do not hold a position in the issuer which exceeds a disclosure threshold. | |
14. Contact name: | Andrew Frank | |
15. Contact telephone number: | 0207 758 4433 | |
Related Shares:
OPHR.L