2nd Feb 2017 17:12
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii | Rolls-Royce Holdings Plc | ||
2 Reason for the notification (please tick the appropriate box or boxes): | |||
An acquisition or disposal of voting rights | X | ||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (pleasespecify): |
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3. Full name of person(s) subject to the notification obligation: iii | Harbor International Fund (a series of Harbor Funds, a Delaware Statutory Trust) | ||
4. Full name of shareholder(s)(if different from 3.):iv |
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5. Date of the transaction and date on which the threshold is crossed or reached: v | Trade Date: January 30, 2017 Settlement Date: February 2, 2017 | ||
6. Date on which issuer notified: | February 2, 2017 | ||
7. Threshold(s) that is/are crossed or reached: vi, vii | 4% of total voting rights of the issuer | ||
8. Notified details: | |||||||
A: Voting rights attached to shares viii, ix | |||||||
Class/type of shares if possible using the ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||
Numberof Shares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||
Common Stock GB00B63H8491 | 73,957,463 | 73,957,463 | 73,229,357 | 73,229,357 | N/A | 3.982% | N/A |
B: Qualifying Financial Instruments | ||||
Resulting situation after the triggering transaction | ||||
Type of financial instrument | Expiration date xiii | Exercise/ Conversion Period xiv | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of votingrights |
N/A | N/A | N/A | N/A | N/A |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financial instrument | Exercise price | Expiration date xvii | Exercise/ Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx | |
N/A | N/A | N/A | N/A | N/A | Nominal | Delta |
N/A | N/A |
Total (A+B+C)
Number of voting rights | Percentage of voting rights |
73,229,357 | 3.982% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi |
N/A |
Proxy Voting: | |
10. Name of the proxy holder: | N/A |
11. Number of voting rights proxy holder will cease to hold: | N/A |
12. Date on which proxy holder will cease to hold voting rights: | N/A |
13. Additional information: | Completed in Chicago, Illinois, USA on February 2, 2017 |
14. Contact name: | Jodie L. Crotteau Assistant Secretary |
15. Contact telephone number: | 1-312-443-4428 |
Related Shares:
Rolls-Royce