3rd May 2017 09:28
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES | |||||
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1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: | ROLLS- ROYCE HOLDINGS PLC | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | X | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): | Borrow with an obligation to return, Loan with a right to recall | X | |||
3. Full name of person(s) subject to thenotification obligation: | CREDIT SUISSE GROUP AG | ||||
4. Full name of shareholder(s) (if different from 3.): | PLEASE SEE SECTION 9. | ||||
5. Date of the transaction and date onwhich the threshold is crossed orreached: | 25/04/2017 | ||||
6. Date on which issuer notified: | 27/04/2017 | ||||
7. Threshold(s) that is/are crossed orreached: | 3% | ||||
8. Notified details: | ||||||||||||||||||
A: Voting rights attached to shares | ||||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights | ||||||||||||||
Direct | Direct | Indirect | Direct | Indirect | ||||||||||||||
ORD GB00B63H8491 |
Not Reportable |
Not Reportable |
N/A |
N/A |
71,939,527 |
N/A |
3.91% | |||||||||||
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B: Qualifying Financial Instruments | ||||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||||
Type of financialinstrument | Expirationdate | Exercise/Conversion Period | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||||
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date | Exercise/Conversion period | Number of voting rights instrument refers to
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Total (A+B+C) | ||||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||||
71,939,527 | 3.91% | |||||||||||||||||
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9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: |
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1. Credit Suisse Group AG 2. Credit Suisse AG 3. Credit Suisse Investments (UK) 4. Credit Suisse Investment Holdings (UK) 5. Credit Suisse Securities (EUROPE) Limited
1. Credit Suisse Group AG 2. Credit Suisse AG 3. Credit Suisse Asset Management International Holding Ltd 4. Credit Suisse Holding Europe (Luxembourg) S.A. 5. Credit Suisse Fund Management S.A.
1. Credit Suisse Group AG 2. Credit Suisse AG 3. Credit Suisse Holdings (USA) Inc 4. Credit Suisse (USA) Inc 5. Credit Suisse Securities (USA) LLC
1. Credit Suisse Group AG 2. Credit Suisse AG 3. Credit Suisse Asset Management International Holding Limited 4. Credit Suisse Funds AG
1. Credit Suisse Group AG 2. Credit Suisse AG 3. Credit Suisse Life & Pensions AG 4. Credit Suisse Life & Pensions AG, Italy Branch
1. Credit Suisse Group AG 2. Credit Suisse AG 3. Credit Suisse (Schweiz) AG
1. Credit Suisse Group AG 2. Credit Suisse AG 3. Credit Suisse Life (Bermuda) Ltd
1. Credit Suisse Group AG 2. Credit Suisse AG 3. Credit Suisse AG, Dublin Branch
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Proxy Voting: |
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will ceaseto hold: |
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12. Date on which proxy holder will cease to holdvoting rights: |
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13. Additional information: |
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14. Contact name: | Anthony Allen/Paul MacDonald |
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15. Contact telephone number: | +44 (0) 20 7888 5416 / 8548 |
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Related Shares:
Rolls-Royce