17th Sep 2013 12:38
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | ||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | Persimmon PLC | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | Yes | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | No | |||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | No | |||
An event changing the breakdown of voting rights | No | |||
Other (please specify): | No | |||
3. Full name of person(s) subject to thenotification obligation: iii | Ameriprise Financial, Inc and its group | |||
4. Full name of shareholder(s) (if different from 3.):iv | See additional information under 13. | |||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 12 September 2013 | |||
6. Date on which issuer notified: | 16 September 2013 | |||
7. Threshold(s) that is/are crossed orreached: vi, vii | Below the threshold of 5% | |||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
GB0006825383 | 15,321,191 | 15,321,191 | 207,602 | 207,602 | 14,209,167 | 0.068% | 4.676% | |||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
| |||||||||||
CFD |
8,346 | Nominal | Delta | |||||||||||||
0.003% | ||||||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
14,425,115 | 4.747% | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||||
Ameriprise Financial, Inc., which through intermediate holding companies controls the voting rights of Columbia Management Investment Advisers, Columbia Wanger Asset Management, Threadneedle Management Luxembourg S.A. and Threadneedle Asset Management Holdings Ltd, which itself controls the voting rights of Threadneedle Asset Management Ltd, Threadneedle International Ltd and Threadneedle Pensions Ltd.
| ||||
Proxy Voting: | ||||
10. Name of the proxy holder: | N/A | |||
11. Number of voting rights proxy holder will ceaseto hold: | N/A | |||
12. Date on which proxy holder will cease to holdvoting rights: | N/A | |||
13. Additional information: | Registered Owner
| |||
Littledown Nominees Ltd
| A/c ZLA08 | 16,626 | ||
Royal Trust Corp of Canada
| A/c 719306 | 201,133 | ||
The Bank of New York (Nominees) Limited
| A/c PTG468 | 162,807 | ||
HSBC Global Custody Nominees (UK) Ltd
| A/c 2456820 | 56,810 | ||
Littledown Nominees Ltd
| A/c 76588 | 605,800 | ||
Harewood Nominees Ltd | A/c 1040411926G | 2,513,837 | ||
HSBC Global Custody Nominee (UK) Ltd
| A/c 740190 | 136,613 | ||
HSBC Global Custody Nominee (UK) Ltd
| A/c 739874 | 652,389 | ||
HSBC Global Custody Nominee (UK) Ltd
| A/c 740311 | 64,968 | ||
The Bank of New York (Nominees) Limited
| A/c PTG 15303/09997799 | 73,907 | ||
The Bank of New York (Nominees) Limited
| A/c 6252772001 | 8,346 | ||
HSBC Global Custody Nominee (UK) Ltd
| A/c 811056 | 32,040 | ||
Nortrust Nominees LTD
| A/c BBH05 | 102,941 | ||
Chase Nominees Limited
| A/c 81587 | 357,747 | ||
William & Glyns (Isle of Man) Nominees Ltd
| A/c 301780 | 37,135 | ||
Littledown Nominees Ltd
| A/c ZLA03 | 4,322,634 | ||
The Bank of New York (Nominees) Limited
| A/c 52266 | 414,418 | ||
Littledown Nominees Ltd
| A/c 07198 | 186,967 | ||
Littledown Nominees Ltd
| A/c 27642 | 20,635 | ||
Littledown Nominees Ltd
| A/c ZLA09 | 8,643 | ||
Littledown Nominees Ltd
| A/c 10479 | 6,667 | ||
Littledown Nominees Ltd
| A/c ZLA12 | 204,589 | ||
Littledown Nominees Ltd
| A/c ZLA14 | 54,855 | ||
Littledown Nominees Ltd
| A/c 07207 | 332,757 | ||
Mellon Nominees (UK) Ltd | A/c WWSF0004002 | 189,923 | ||
Littledown Nominees Ltd
| A/c 18668 | 374,207 | ||
Littledown Nominees Ltd
| A/c 10491 | 1,182,066 | ||
Littledown Nominees Ltd
| A/c 10488 | 970,590 | ||
Threadneedle Specialist Funds ICVC | A/c 34204 | 165,681 | ||
Littledown Nominees Ltd
| A/c 31348 | 185,528 | ||
Littledown Nominees Ltd
| A/c ZLA15 | 781,856 | ||
14. Contact name: | Stacey Dryburgh, Threadneedle Group | |||
15. Contact telephone number: | 01793 363751 | |||
Note: Annex should only be submitted to the FSA not the issuer | |
Annex: Notification of major interests in share | |
A: Identity of the persons or legal entity subject to the notification obligation | |
Full name (including legal form of legal entities)
| |
Contact address (registered office for legal entities)
| |
Phone number & email
| |
Other useful information (at least legal representative for legal persons)
| |
B: Identity of the notifier, if applicable | |
Full name
| |
Contact address
| |
Phone number & email
| |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) | |
C: Additional information | |
For notes on how to complete form TR-1 please see the FSA website. |
Related Shares:
Persimmon