4th Jun 2009 11:17
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES i |
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
Southern Cross Healthcare Group Plc |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
Change in rules |
x |
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3. Full name of person(s) subject to the notification obligation: iii |
D. E. Shaw & Co., L.P. D. E. Shaw & Co. (U.K.), Ltd. |
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4. Full name of shareholder(s) (if different from 3.):iv |
Barclays Capital Nominees (No 3) Ltd. (only with respect to shares listed in 8.A) |
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5. Date of the transaction and date on which the threshold is crossed or reached: v |
June 1, 2009 (date of change in rules) |
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6. Date on which issuer notified: |
June 3, 2009 |
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7. Threshold(s) that is/are crossed or reached: vi, vii |
11% |
8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction |
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Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights x |
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Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
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Common Stock |
100 |
100 |
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100 |
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0.00% |
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GB00B14RYC39 |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Exercise price |
Expiration date xvii |
Exercise/ Conversion period xviii |
Number of voting rights instrument refers to |
% of voting rights xix, xx |
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Contract for Differences |
N/A |
December 8, 2009 |
N/A |
21,782,402 |
Nominal |
Delta |
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11.58% |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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21,782,502 |
11.58% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi |
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Each of D. E. Shaw & Co., L.P. ("DESCO LP") and D. E. Shaw & Co. (U.K.), Ltd. ("DESCO UK") is notifying solely in its capacity as a discretionary investment manager. As general partner of DESCO LP, D. E. Shaw & Co., Inc. ("DESCO Inc.") is a parent undertaking of DESCO LP and DESCO UK. By virtue of David E. Shaw's position as president and sole shareholder of DESCO, Inc., which is the general partner of DESCO LP, David E. Shaw is a parent undertaking of DESCO LP and DESCO UK. |
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Proxy Voting: |
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
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13. Additional information: |
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14. Contact name: |
Stephen Back (Compliance Department) |
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15. Contact telephone number: |
+1 212-478-0000 |
Related Shares:
-3x Short China