7th Feb 2013 17:45
For filings with the FSA include the annex
For filings with issuer exclude the annex
TR-1: Notifications of Major Interests in Shares
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:
Schroder UK Mid Cap Fund plc
2. Reason for the notification
(please place an X inside the appropriate bracket/s):
An acquisition or disposal of voting rights: (X)
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached: ( )
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments: ( )
An event changing the breakdown of voting rights: ( )
Other (please specify) :( )
3. Full name of person(s) subject to notification obligation:
Lloyds Banking Group plc
4. Full name of shareholder(s) (if different from 3) :
See Section 9.
5. Date of transaction and date on which the threshold is crossed or reached:
6 February 2013
6. Date on which issuer notified:
7 February 2013
7. Threshold(s) that is/are crossed or reached:
Indirect holdings decreased to below 6%
8. Notified Details:
A: Voting rights attached to shares
Class/type of shares if possible use ISIN CODE | Situation previous to the triggering transaction | |
Ordinary Shares
GB0006108418 | Number of shares 3,143,610 | Number of voting rights3,143,610 |
Resulting situation after the triggering transaction |
|
Number of shares
|
Number of voting rights |
% of voting rights | ||
Direct
N/1N/A | DirectN/A | Indirect 2,058,856 | DirectN/A | Indirect5.696% | |
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument | Expiration date | Exercise/conversion period/date | No. of voting rights that may be acquired (if the instrument exercised/ converted) | % of voting rights |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financialinstrument | Exercise price | Expiration date | Exercise/Conversion period | Number of voting rights instrument refers to
| % of voting rights | |
Nominal | Delta | |||||
Total (A+B +C)
Number of voting rights | Percentage of voting rights |
2,058,856 | 5.696% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
2,028,592 shares (5.613%) are under the control of Scottish Widows Investment Partnership Ltd, a wholly owned subsidiary of Scottish Widows Investment Partnership Group Ltd, a wholly owned subsidiary of Scottish Widows Group Ltd, a wholly owned subsidiary of Lloyds TSB Bank plc, a wholly owned subsidiary of Lloyds Banking Group plc.
Proxy Voting:
10. Name of proxy holder:
N/A
11. Number of voting rights proxy holder will cease to hold:
N/A
12. Date on which proxy holder will cease to hold voting rights:
N/A
13. Additional information:
14. Contact name:
John Spedding
15. Contact telephone number:
020 7658 3206
Date: 7 February 2013
Related Shares:
LloydsSchroder UK Mid & Small Cap Fund