14th Sep 2016 07:00
NUMIS CORPORATION PLC ("NUMIS")
14 SEPTEMBER 2016
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||
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1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | Numis Corporation plc | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | √ | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to thenotification obligation: iii | Aviva plc & its subsidiaries | ||||
4. Full name of shareholder(s) (if different from 3.):iv | Registered Holder:
BNY Norwich Union Nominees Limited 618,583*
Chase (GA Group) Nominees Limited 5,821,488* * denotes direct interest
Chase Nominees Limited 243,307
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5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 09 September 2016 | ||||
6. Date on which issuer notified: | 13 September 2016 | ||||
7. Threshold(s) that is/are crossed orreached: vi, vii | 6% to 5% Change at Direct Interest Level (Box 8A + B) | ||||
8. Notified details: | |||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||
Ordinary SharesGB00B05M6465 | 7,123,049* | 7,123,049* | 6,683,378 | 6,440,071 | 243,307 | 5.66% | 0.22% | ||||
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*INC. RIGHT TO RECALL LOANED SHARES (60,000)
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B: Qualifying Financial Instruments | |||||||||||
Resulting situation after the triggering transaction | |||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | |||||||
RIGHT TO RECALL LOANED SHARES
| N/A | N/A | 60,000* *Direct interest | 0.05% | |||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
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| Nominal | Delta |
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Total (A+B+C) | ||||||
Number of voting rights | Percentage of voting rights | |||||
6,743,378 | 5.93% |
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | |
The voting rights are managed and controlled by Aviva Investors Global Services Limited, with the following chain of controlled undertakings:-
Aviva Investors Global Services Limited: · Aviva plc (Parent Company) · Aviva Group Holdings Limited (wholly owned subsidiary of Aviva plc) · Aviva Investors Holdings Limited (wholly owned subsidiary of Aviva Group Holdings Limited) · Aviva Investors Global Services Limited (wholly owned subsidiary of Aviva Investors Holdings Limited)
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Proxy Voting: | |
10. Name of the proxy holder: | See Section 4 |
11. Number of voting rights proxy holder will ceaseto hold: |
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12. Date on which proxy holder will cease to holdvoting rights: |
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13. Additional information: | This disclosure has been calcualted on the total number of voting rights in the Company of 113,747,448. |
14. Contact name: | Simon Denyer |
15. Contact telephone number: | 0207 260 1225 |
Contacts
Numis Corporation:
Oliver Hemsley, Chief Executive 020 7260 1256Simon Denyer, Group Finance Director 020 7260 1225
Brunswick:
Gill Ackers 020 7404 5959
Simone Selzer 020 7404 5959
Grant Thornton UK LLP (Nominated Adviser): Philip Secrett 020 7728 2578Jen Clarke 020 7865 2474
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Related Shares:
AvivaNUM.L