11th Dec 2015 13:50
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | Standard Chartered PLC | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | ü | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
An event changing the breakdown of voting rights | |||||
Other (please specify): | See Additional Information in Box 13 | ü | |||
3. Full name of person(s) subject to thenotification obligation: iii | Temasek Holdings (Private) Limited Fullerton Management Pte Ltd Dover Investments Pte. Ltd. | ||||
4. Full name of shareholder(s) (if different from 3.):iv | Nortrust Nominees Limited Lynchwood Nominees Limited Chase Nominees Limited | ||||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 10 December 2015 | ||||
6. Date on which issuer notified: |
11 December 2015
| ||||
7. Threshold(s) that is/are crossed orreached: vi, vii | Above 17% to 15% | ||||
8. Notified details: | |||||||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||
ORD USD 0.50 | 402,151,076
(See (1) in Additional Information in Box 13) | 100,537,769
(based on 1 voting right for every US$2.00 nominal value of shares) | NIL | NIL | 129,262,845
(based on 1 voting right for every US$2.00 nominal value of shares) | NIL
|
15.77% | ||||||||
B: Qualifying Financial Instruments | |||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | |||||||||||
NIL | NIL | NIL | NIL | NIL | |||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
| ||||||||||
NIL | NIL | NIL | NIL | NIL
| Nominal | Delta | |||||||||
NIL | NIL | ||||||||||||||
Total (A+B+C) | |
Number of voting rights | Percentage of voting rights |
129,262,845 (based on 1 voting right for every US$2.00 nominal value of shares) | 15.77% |
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||||
Temasek Holdings (Private) Limited (Indirect) - 517,051,383 shares (129,262,845 voting rights based on 1 voting right for every US$2.00 nominal value of shares) 15.77% (See Additional Information in Box 13)
Fullerton Management Pte Ltd (Indirect) - 517,051,383 shares (129,262,845 voting rights based on 1 voting right for every US$2.00 nominal value of shares) = 15.77% (See Additional Information in Box 13)
Dover Investments Pte. Ltd. (Indirect through the nominees listed in Box 4) - 517,051,383 shares (129,262,845 voting rights (based on 1 voting right for every US$2.00 nominal value of shares) = 15.77% (See Additional Information in Box 13)
| ||||
Proxy Voting: | ||||
10. Name of the proxy holder: | NIL | |||
11. Number of voting rights proxy holder will ceaseto hold: | NIL | |||
12. Date on which proxy holder will cease to holdvoting rights: | NIL | |||
13. Additional information: | (1) 517,051,383 shares are held by Dover Investments Pte. Ltd. ("Dover") through the nominees listed in Box 4 as of 11 December 2015. Dover is a wholly owned subsidiary of Fullerton Management Pte Ltd ("FMPL") which is in turn a wholly owned subsidiary of Temasek Holdings (Private) Limited ("Temasek"). (2) Notification using shares in issue figure of 3,277,989,327 (819,497,331 voting rights based on 1 voting right for every US$2.00 nominal value of shares) as at close of business on 10 December 2015. (3) The change in the holding of Dover, FMPL and Temasek from 17.19% to 15.77% is as a result of a combination of (i) increased number of shares and voting rights in issue pursuant to the rights issue; and (ii) a disposal/termination of a right to recall lent shares. | |||
A: Identity of the person or legal entity subject to the notification obligation |
| |||
Full name (including legal form for legal entities) | Standard Chartered PLC |
| ||
Contact address (registered office for legal entities) | 1 Basinghall Avenue,London, EC2V 5DD. |
| ||
Phone number | 020 7885 7456 |
| ||
Other useful information (at least legal representative for legal persons) |
|
| ||
B: Identity of the notifier, if applicable | |
Full name | Lee Davis |
Contact address | Standard Chartered PLC 1 Basinghall Avenue,London, EC2V 5DD |
Phone number | 020 7885 7456 |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) | Group Corporate Secretariat |
C: Additional information |
Related Shares:
Standard Chartered